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On February 21, U.S. Housing and Urban Development (HUD) Secretary Ben Carson announced a significant expansion of a Federal Housing Administration (FHA)

There is a very complex set of tax rules that govern the treatment of second residences that have both personal and rental use.

The push for digital assets legislation has slowed since its peak in July, largely due to Congress's August recess and its current focus on essential funding and defense authorization bills.

Section 309(2) of the Maritime Act of the Marshall Islands has been amended recently to provide important clarifications on what indebtedness may be secured by a so-called "pursuant to agreement"...

On March 13, President Trump signed an executive order directing federal financial regulators to consider a broad set of changes intended to reduce...

On June 30, 2023, the Indiana Department of Financial Institutions published Advisory Letter 2023-01, addressing the permissibility of e-lien fees not payable to the Indiana Bureau of Motor Vehicles.

On April 30, 2020, the IRS announced in Notice 2020-32 that expenditures of CARES Act Paycheck Protection Program loan funds that otherwise would be deductible for federal income tax purposes will not be deductible ...

A private equity firm and registered investment adviser settled SEC charges for failing to implement policies to prevent the misuse of material non-public information ("MNPI").

On December 12, 2007, Christopher Cox, Chairman of the Securities and Exchange Commission (the "SEC"), testified before the House Small Business Committee.

Real estate fund managers that are not registered with the Securities and Exchange Commission (SEC) as investment advisers should be reviewing now each of their current and planned funds to determine whether they should be registering to meet fast approaching SEC deadlines.

Recently, the United States Court of Appeals for the 4th Circuit held that a mortgage servicer's failure to provide a required disclosure informing borrowers of their three-day right to rescind...

Based on Beauvais, lenders should take a look at their loan documents, paying particular attention to any non-waiver and acceleration provisions and consider, if not included, addressing the issue of de-acceleration.

In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"), on August 26, 2010 New York Stock Exchange LLC ("NYSE") filed a proposed rule change with the Securities and Exchange Commission (the "SEC") to prohibit NYSE member organizations from voting uninstructed shares if the matter voted on relates to executive compensation.

In the last two weeks, WebBank and Cross River Bank—federally insured banks chartered in Utah and New Jersey, respectively—filed separate federal court actions (WebBank Complaint; Cross River Bank Complaint) against the Administrator of Colorado's Uniform Consumer Credit Code, seeking declaratory and injunctive relief.

A broker-dealer settled FINRA charges for failing to conduct sufficient annual independent testing of its anti-money laundering ("AML")

A broker-dealer settled FINRA charges for failing to implement a supervisory system designed to protect customers in connection with the sale of "volatility-linked exchange-traded products".

A broker-dealer settled FINRA charges for reporting inaccurate information and incorrect reporting times of trade executions to the Trade Reporting and Compliance Engine.