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Nasdaq has released a new rule, Rule 5250(b)(3), which requires listed companies to disclose the material terms of all agreements and arrangements between entities other than the issuer and directors or nominees for director...

Given the continued market instability, NASDAQ has submitted to the U.S. Securities and Exchange Commission a proposal to extend through July 19, 2009, its prior suspension of its rules requiring that NASDAQ-listed companies maintain a minimum bid price and market value of their public float (i.e., shares held by non-affiliates).

On December 3, 2024, in Texas Top Cop Shop, Inc., et al. v. Merrick Garland, Attorney General of the United States, et al., Judge Amos Mazzant of the United States District Court issued a preliminary nationwide injunction barring the enforcement of the Corporate Transparency Act.

The fifth episode in this series focuses on "navigating crosswinds while continuing to advance sustainability," with Aron Cramer, President and CEO of BSR, interviewing Ken Mehlman, Partner, Global Head of Public Affairs and Co-Head of KKR Global Impact.

Corp Fin has posted a new Compliance & Disclosure Interpretation under Reg S-K that relates to diversity disclosure.

A two-year effort by major US institutional investors and their international counterparts resulted in the launch of the Investor Stewardship Group (ISG) on 31 January 2017.

The doctrine promotes consistency and predictability in corporate governance by ensuring a corporation need only adhere to one set of laws.

On December 30, 2019, New York governor Andrew M. Cuomo signed legislation requiring the New York State Department of State, partnered with the Department of Taxation and Finance,...

This guide also includes case studies from current sitting directors through the NYSE’s Corporate Board Member magazine.

On March 20, 2019, the Securities and Exchange Commission adopted amendments to simplify and modernize disclosure requirements.

In a recent decision from the United States District Court for the Southern District of New York, it found that the rights of participants in a corporation would not be governed by partnership law.

The New York Stock Exchange LLC and NYSE Amex Equities LLC (collectively, the NYSE), on January 25, 2012, issued Information Memo Number 12-4 regarding the application of Rule 452 to certain corporate governance proposals.

The New York Stock Exchange LLC and NYSE Amex Equities LLC (collectively, the NYSE), on January 25, 2012, issued Information Memo Number 12-4 regarding the application of Rule 452 to certain corporate governance proposals.

On December 26, 2024, the Fifth Circuit of the United States Court of Appeals vacated the stay of the injunction on the Corporate Transparency Act (the "CTA") that a panel had issued earlier...

Many small business owners have operating or shareholder agreements but haven't reviewed them since signing. These foundational governance documents become critically important during co-owner disputes, buyout negotiations, or company sales, yet gaps in provisions like drag-along rights, tag-along rights, and buy-sell mechanisms can derail transactions or reduce deal value.

These reports determined that the former executive was pressuring colleagues to use the company's services, and promoting the company's work within the university.

The Equilar analysis, and similar reports, are useful resources for governance committee conversations on this increasingly important issue.