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Several enforcement actions announced by the SEC over the past month appear to be the early fruits of several initiatives launched by the SEC Enforcement Division over the past year.

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines and effective dates.

The Securities and Exchange Commission (SEC) recently approved yet another one-year extension for smaller public companies to comply with Section 404(b) of the Sarbanes-Oxley Act (SOX).

Welcome to Sixty Seconds of Privacy, an e-newsletter brought to you by the Privacy and Data Security practice group at Thelen Reid Brown Raysman & Steiner LLP.

On December 4, 2015, the Board of Governors of the Federal Reserve System (the "Board") issued a final rule adopting amendments to the Board's regulatory capital framework ("Regulation Q") that was issued in June 2013.

The Federal Reserve Board recently proposed for public comment amendments to its risk-based capital rule that would impose a risk-based capital surcharge on eight US global systemically important banks ("G-SIBs").

With the March 31, 2011, application deadline looming, many of our clients are asking whether or not to participate in the Small Business Lending Fund ("SBLF") program.

On October 6, 2011, the US Court of Appeals for the Second Circuit sharply curtailed the US Financial Industry Regulatory Authority’s ("FINRA") ability to collect fines imposed in FINRA proceedings against its members and associated registered representatives.

The proposed and final NSFR rules differ from the standard developed by the BCBS based on US-market specific factors.

The United States Treasury yesterday took bold action to make billions of dollars available to banks and thrifts that want or need to bolster their capital ratios.

The SEC and five other federal agencies jointly adopted final risk retention rules imposing 5% risk retention, or "skin-in-the-game," requirements for securitizations.

Among other provisions, the 2001 USA PATRIOT Act required the US Treasury Department to issue regulations regarding due diligence and enhanced due diligence with respect to correspondent accounts established or maintained by US financial institutions for non-US financial institutions and private banking accounts established or maintained for non-US persons.

Many nonresident customers of US banks are wondering whether now is the time to withdraw their deposits.

The National Association of Insurance Commissioners (NAIC) is soliciting public comment on the impact of (i) non-insurers and (ii) non-U.S. entities within these groups.

On June 3, 2016, the US Board of Governors of the Federal Reserve System issued proposed rules to apply enhanced prudential standards and capital standards to certain insurance companies...

On November 21, 2008, the US Department of the Treasury published its much anticipated final rules implementing the 2007 amendments to the US laws restricting foreign investments that may threaten US national security.

There are (as usual these days) many interesting developments in the blockchain capital markets space this week

The merger and acquisition market for community banks as of mid-2011 presents real challenges for participants on either the buy or sell side.