1,814 results found

Boris Ziser, partner and co-head of Schulte Roth and Zabel's Finance Group, joined Nasdaq's TradeTalks to discuss the growing demand for alternative investment strategies, including litigation finance.

In this monthly column, McGuireWoods attorneys Geoff Cockrell, Amber Walsh and Lauren Ramos discuss investment opportunities in the area of retail clinics.

IOSCO urged issuers to address environmental, social and governance ("ESG") matters in disclosures to investors.

This video is the first in a four-part series on Jones Day's approach to dealing with the IRS. In it, partner Chuck Hodges discusses stage one - planning for and handling the IRS examination.

On Friday, October 3, 2008, the Emergency Economic Stabilization Act of 2008 (the "Act") was enacted into law.

On June 22, 2011, to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Dodd-Frank Act") that apply to investment advisers, the Securities and Exchange Commission (the "SEC" or "Commission") adopted a final rule regarding family offices.

"We are in a bubble," partner Lorie Soares Lazarus tells Bisnow regarding the current rapid rent growth and high levels of capital markets liquidity pushing higher valuations across the...

The SEC's final rules on the implementation of SEC registration requirements for investment advisers under the Investment Advisers Act of 1940, as recently modified by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"), were published in the Federal Register and will become effective July 21, 2011 (the "Rules").

On June 22, 2011, the Securities and Exchange Commission (the "SEC") adopted final rules and amendments (the "Rules") under the Investment Advisers Act of 1940 (the "Advisers Act").

During a roughly four-hour hearing on September 24, SEC Chair Gary Gensler and the other four SEC commissioners testified before the House Financial Services Committee.

Steven Hollerbach of Alcazar Energy Trading LLC joins Deanna Reitman to explore the complex world of commodity trading and how traders maintain equilibrium in global energy markets. The discussion examines physical and financial trading mechanisms, real-time pricing decisions, geopolitical risk factors, and offers career guidance for aspiring energy professionals.

Updated Assessment of SFDR by EU Regulators: The European Supervisory Authorities have proposed changes to the Sustainable Finance Disclosure Regulation (SFDR), introducing new categories for financial products.

The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") issued an advisory on the practical implementation of no-action relief for investments in money market funds ("MMFs").

In 2008, the financial institutions industry experienced the most disruptive, exciting and precedential year in the history of the formation and operation of bank holding companies and savings and loan holding companies.

The U.S. Department of Labor issued a Field Assistance Bulletin (FAB 2017-01) on Friday, March 10, 2017 to address near-term compliance concerns relating to a proposed 60-day delay of the Fiduciary Rule.

The staff of the Securities and Exchange Commission’s (SEC) Division of Investment Management (Staff) recently supplemented its "Frequently Asked Questions on Form ADV and IARD" (FAQ) webpage to provide additional guidance for exempt reporting advisers (ERAs) under section 203(l) and 203(m) of the Investment Advisers Act .

The Federal Reserve Board has adopted an interim rule to bring Regulation O—its regulation dealing with bank insider lending—into conformance with Section 601 of the Financial Services Regulatory Relief Act of 2006, which was enacted Oct. 13, 2006.

On April 7, 2010, the Securities and Exchange Commission (the "SEC") proposed rules that would significantly alter existing Regulation AB, which governs registration, disclosure and reporting for asset-backed securities