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In a new FAQ, OFAC clarified that the prohibitions under Executive Order 13959 do not apply to Luokung Technology Corp.

OFAC clarified in new FAQ 862 that Executive Order ("EO") 13959 does not require U.S. persons to divest their holdings in the publicly traded securities of identified Communist Chinese military companies by January 11, 2021.

The Office of Federal Contract Compliance Programs likely will be sending out advanced courtesy notifications, to establishments that have been selected to undergo a compliance evaluation during the upcoming scheduling cycle.

In a final audit report, the SEC's Office of Inspector General (OIG) identified ways in which the SEC's Office of Compliance Inspections and Examinations ("OCIE") ...

A suggestion from John Kelsh at Sidely Austin which makes a lot of sense.

On January 10, 2017, the U.S. House of Representatives passed a bill which directs the Securities and Exchange Commission (SEC) to revise Regulation D.

In the 10th edition of the "OIG Shorts" series, Sheppard Mullin's Organizational Integrity Group continues its exploration of a number of complex compliance matters...

Sheppard Mullin Partner Geoff Willis was a recently a featured panelist before the Global Adaptation Institute on the subject of Overcoming Inertia — Advancing Corporate Leadership in Adaptation.

Overview Of Public Charities With Melanie Bartlett...

The SEC has announced the final schedule and panelists for the upcoming decimalization roundtable.

In this week's episode of OK at Work, hosts Sarah Sawyer and Russell Berger from Offit Kurman discuss the details and crucial considerations when forming business partnerships or joint ventures.

Paul Atkins was confirmed as the Chairman of the SEC on Wednesday by a vote of 52-44. He will serve during the remainder of former Chair Gary Gensler's term...

Paul Pryzant was interviewed October 13th on Mergermarket's Dealcast: the M&A Podcast, "Deal Terms." Pryzant discusses how the shift from a seller's to a buyer's M&A market

To help audit firms navigate and implement the new QC 1000 standard, the Board published (i) a practice aid, (ii) a comparison document of QC 1000 with ISQM 1 and SQMS 1, and (iii) a QC 1000 webinar on its website.

Two recent First Department decisions illuminate the veil-piercing doctrine's application in New York, specifically examining what constitutes sufficient "fraud or wrong" to justify disregarding corporate form for liability purposes. These rulings apply and refine the established two-prong test for veil-piercing, offering critical insights for commercial litigation practitioners navigating corporate liability questions.

Acting SEC chairman Michael Piwowar says the agency should be tasked with writing its own fiduciary rule to govern advice stockbrokers provide to retail investors.