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  • Article

    CFPB Requests Information Concerning Private Education Loans

    The Consumer Financial Protection Bureau announced a request for information concerning private education loans. Pursuant to Section 1077 of the Dodd-Frank Act.
    United StatesFinance and Banking
    Goodwin Procter LLP
    Goodwin Procter LLP
  • Article

    European Parliament Adopts Resolution On Finalization Of Basel III

    On November 23, 2016, the European Parliament published a provisional version of the text of the resolution it has adopted on finalization of Basel III.
    United StatesFinance and Banking
    Orrick
    Orrick
Article

FCM Settles CFTC Charges For Net Capital Rule Violations

A dually-registered futures commission merchant and retail foreign exchange dealer settled CFTC charges for net capital rule violations.
United StatesFinance and Banking
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    FDIC Brings Suit Against Former CEO Of Indymac; Former Washington Mutual Senior Officers Seek Dismissal Of FDIC Suit On Grounds That They Should Be Protected By Business Judgment Rule

    In the aftermath of the financial crisis of 2008 and the significant losses suffered by the FDIC’s Deposit Insurance Fund, the FDIC has brought eight director and officer ("D&O") liability suits against former institution-affiliated parties of failed financial institutions and the FDIC has asserted that it intends to file more D&O suits over the next few years.
    United StatesFinance and Banking
    Goodwin Procter LLP
    Goodwin Procter LLP
  • Article

    FDIC Outlines Major Reforms

    At the September 2025 meeting of the Financial Stability Oversight Council, FDIC Acting Chairman Travis Hill laid out an ambitious set of reforms designed...
    United StatesFinance and Banking
    Butler Snow LLP
    Butler Snow LLP
  • Article

    Fed Amends Liquidity Rules To Permit Limited Inclusion Of State And Municipal Securities

    On April 1, 2016, the Federal Reserve Board (Board) issued a final rule that expands eligible "high-quality liquid assets" (HQLA) for the Basel III liquidity coverage ratio.
    United StatesFinance and Banking
    Mayer Brown
    Mayer Brown
  • Article

    Federal Reserve Issues Guidance On Implementation Plans And Other Enhanced Prudential Standards For Foreign Banking Organizations

    The Federal Reserve Board published responses to FAQs relating to enhanced prudential standards under Section 165 of the Dodd-Frank Act and Regulation YY.
    United StatesFinance and Banking
    Morrison Foerster
    Morrison Foerster
  • Article

    Federal Reserve Proposes Overhaul Of Mutual Holding Company Rules

    The Federal Reserve Board has proposed the first comprehensive update to mutual holding company regulations since 2011, aiming to improve capital access for mutual banking organizations. The proposal would clarify that mutual capital certificates and special deposits can qualify as regulatory capital, streamline dividend waiver procedures, and eliminate outdated procedural requirements inherited from the former Office of Thrift Supervision.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Financial Regulation Watch: Secretary Paulson Begins To Show His Hand

    In a speech before the US Chamber of Commerce on March 26, Treasury Secretary Paulson addressed recent actions taken by regulators to relieve the turbulence in the financial markets, in particular, the actions taken by the Board of Governors of the Federal Reserve System (“FRB”) with regard to Bear Stearns.
    United StatesFinance and Banking
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    Financial Regulatory Developments Focus - 18 May 2016

    The US Board of Governors of the Federal Reserve System announced that the Office of Financial Policy and Research has been renamed as the Division of Financial Stability and designated as a division of the Federal Reserve.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Financial Regulatory Developments Focus - 20 August 2014

    The EBA published new XBRL taxonomy for national regulators to provide data under the new European capital requirements legislation.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Financial Regulatory Developments Focus - 21 Dec 2017

    On December 7, 2017, the Federal Reserve Board announced a suite of proposals intended to increase the transparency of its stress testing program.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Financial Regulatory Developments Focus - March 17, 2016

    On March 1, 2016, the US Federal Deposit Insurance Corporation, the Office of the Comptroller of the Currency and the Board of Governors of the Federal Reserve System issued interagency guidance on funds transfer pricing...
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Financial Stability Board Issues Global LIBOR Transition Roadmap

    Perhaps responding to complaints about the lack of global coordination of transition for the expected cessation of LIBOR by December 31, 2021, ...
    United StatesFinance and Banking
    Mayer Brown
    Mayer Brown
  • Article

    FinCEN Issues Prepaid Access Final Rule

    FinCEN issued a final rule amending Bank Secrecy Act provisions regarding money services businesses.
    United StatesFinance and Banking
    Goodwin Procter LLP
    Goodwin Procter LLP
  • Article

    FRB Governor Powell Discusses Reforms To Board Of Directors Expectations

    In a recent speech at the Large Bank Directors Conference in Chicago, Illinois, Board of Governors of the FRB Governor Jerome H. Powell detailed how supervisory expectations for boards of directors...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FRB Vice Chair Randal Quarles Highlights Efforts To Promote Efficiency

    Federal Reserve Board ("FRB") Vice Chair for Supervision Randal K. Quarles highlighted efforts to promote efficiency as well as safety in the financial system after the "Great Financial Crisis."
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FSB Reports Member Jurisdiction Progress On OTC Derivatives Reforms And Trade Reporting

    The Financial Stability Board ("FSB") provided an update on FSB member progress on (i) G20 reforms for the over-the-counter ("OTC") derivatives markets and (ii) legal barriers to reporting...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FSOC Review Proposed Regulatory Framework For Secondary Mortgage Market

    The Financial Stability Oversight Council reviewed a proposed regulatory capital framework by the Federal Housing Finance Agency for Fannie Mae and Freddie Mac.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    GGP Bankruptcy Court Denies Motions To Dismiss Twenty Property Level Bankruptcy Cases As Bad Faith Filings

    On August 11, 2009, in one of the most significant rulings to date in the GGP bankruptcy proceeding, the Bankruptcy Court denied motions to dismiss as bad faith filings the bankruptcy cases of 20 GGP property-level subsidiaries.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 761–780 of 1899 results

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