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  • Article

    New Transportation Bill Brings Civil Penalty And Whistleblower Changes To The Automotive Industry

    On December 4, 2015, President Obama signed H.R. 22, Fixing America's Surface Transportation (FAST) Act, into law.
    United StatesTransport
    Dykema Gossett
    Dykema Gossett
  • Article

    Cares Act - The SBA's PPP – New FAQ Provides Clarity To "Necessity" Certification

    On May 13, 2020, the U.S. Small Business Administration (SBA) and the U.S. Department of the Treasury posted additional guidance on eligibility for the Paycheck Protection Program (PPP)
    United StatesCoronavirus (COVID-19)
    A&O Shearman
    A&O Shearman
Article

D.C. Circuit Court Of Appeals Affirms SEC's Denial Of Award To Early Whistleblower

In Ross, the whistleblower, Ross, was a stockbroker who provided information to a client regarding potentially fraudulent trading activity in her account.
United StatesCorporate/Commercial Law
Foley & Lardner LLP
Foley & Lardner LLP
  • Article

    Fifth Circuit: FCA Inapplicable To Claims Involving Private Funds Administered By Government-Created Programs

    In United States of America ex rel Rene Shupe v. Cisco Systems, Inc. and Avnet, Inc., No. 13-40807 (5th Cir. July 7, 2014), the Fifth Circuit reversed a district court’s order denying a motion to dismiss a qui tam whistleblower suit, ..
    United StatesCorporate/Commercial Law
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    In The Matter Of Paradigm Capital Management, SEC File No. 3-15930: SEC Reaches Settlement In First Whistleblower Anti-Retaliation Claim Under The Dodd-Frank Act

    On 16 June 2014, the SEC announced the settlement of a case concerning workplace retaliation against a whistleblower and the underlying allegations that the whistleblower reported.
    United StatesCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Key Takeaways From SEC/DOJ Enforcement Panel

    Last week, representatives of the U.S. Securities and Exchange Commission ("SEC") and the U.S. Department of Justice ("DOJ") participated in Sandpiper Partners LLC's Annual SEC/DOJ Enforcement 2016 Panel...
    United StatesCorporate/Commercial Law
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    SEC's 2016 Activity Breaks Enforcement And Whistleblower Records

    Earlier this month, the SEC (the "Agency") announced that it initiated a record-breaking 868 enforcement actions in fiscal year 2016.
    United StatesCorporate/Commercial Law
    Orrick
    Orrick
  • Article

    SEC Awards $50 Million In Whistleblower Case

    The SEC awarded a record $50 million to a whistleblower for voluntarily providing information that led to a successful enforcement action.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Supreme Court Invalidates SEC Expansion Of Who Can Be A Whistleblower Under Dodd-Frank Act

    On Wednesday February 21, 2018, the United States Supreme Court rejected a Securities Exchange Commission regulation that sought to expand the definition of a whistleblower under the Dodd-Frank Act, and thereby resolved a split in the Circuit Courts.
    United StatesCorporate/Commercial Law
    Foley Hoag LLP
    Foley Hoag LLP
  • Article

    The SEC Cracks Down On Anti-Whistleblower Agreements

    Counsel may want to consider additional cautionary language or revisions to their employment agreements to avoid broad restrictions that could discourage potential whistleblowers from reporting violations to the SEC.
    United StatesCorporate/Commercial Law
    Fox Rothschild LLP
    Fox Rothschild LLP
  • Article

    The SEC Ends The Summer With Another Bountiful Award Of Over $54 Million To Two Whistleblowers

    On September 6, the SEC issued awards totaling more than $54 million to two whistleblowers who provided critical information and continued assistance to the agency in an enforcement action.
    United StatesCorporate/Commercial Law
    Orrick
    Orrick
  • Article

    Whistleblower Challenges Delayed Bounty Award

    In a petition for a writ of mandamus filed on April 29, 2019 with the U.S. Court of Appeals for the D.C. Circuit, an unidentified whistleblower who claims to have tipped the SEC to alleged violations
    United StatesCorporate/Commercial Law
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    "You Know How To Whistle Don't You?"—Whistleblowers Gain Even More Protection

    The SEC recently issued guidance specifying that whistleblowers do not first have to take their concerns to the SEC in order to be covered by the SEC's anti-retaliation rule.
    United StatesCorporate/Commercial Law
    Fenwick
    Fenwick
  • Article

    Appeals Court Rejects Argument That Whistleblower Protections Do Not Apply To Reporters Of Texas AG Paxton's Alleged Misconduct

    The Texas Appeals Court has recently confirmed that employees of elected officials are protected under the Texas Whistleblower Act. In September 2020, high-ranking officials at the Texas Attorney General's Office ...
    United StatesCriminal Law
    Foley Hoag LLP
    Foley Hoag LLP
  • Article

    Challenge To Attorneys' Fees In False Claims Act Cases

    Thanks to inexact language in a settlement agreement, a for-profit hospital chain can challenge whistleblowers' eligibility for attorneys' fees under the False Claims Act ("FCA").
    United StatesCriminal Law
    Foley Hoag LLP
    Foley Hoag LLP
  • Article

    DOJ Promises NPAs To Certain Individuals Through New Voluntary Self-Disclosure Pilot Program

    April 15 2024 the Acting Assistant Attorney General for the Criminal Division of the Department of Justice Nicole Argentieri announced a new Pilot Program on Voluntary Self-Disclosure for Individuals...
    United StatesCriminal Law
    Crowell & Moring LLP
    Crowell & Moring LLP
  • Article

    Novartis To Pay $25 Million To Settle China Bribery Case

    The SEC said that Novartis also conducted its own comprehensive investigation into these matters and implemented accompanying remedial measures.
    United StatesCriminal Law
    Akin
    Akin
  • Article

    Whistleblower Receives $210,000 In Customs Fraud Settlement

    The U.S. District Court of the Southern District of New York announced earlier this month that an award of $210,000 would be awarded to a whistleblower as a result of a $1 million settlement of a civil fraud lawsuit.
    United StatesCriminal Law
    Barnes, Richardson & Colburn
    Barnes, Richardson & Colburn
  • Article

    3rd Circuit Affirms Dismissal In Long-Running Weist SOX Whistleblower Case

    The Third Circuit provided an instructive analysis on key causation issues in this most recent opinion.
    United StatesEmployment and HR
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    4th Circuit: 4 Year Statute Of Limitations Applies To SOX Claims

    The Fourth Circuit recently held that SOX whistleblower retaliation claims are subject to a four-year statute of limitations and that emotional distress damages are available in SOX actions.
    United StatesEmployment and HR
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Showing 641–660 of 2410 results

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