2,228 results found

On June 25, 2025, the SEC's Office of the Investor Advocate (OIAD) released its annual report to Congress on its policy priorities for fiscal year 2026.

Two recent legal developments may make it easier for your bank to enter into strategic transactions, whether through a sale, merger or other change in control.

A panel of government regulators, academics and industry participants told a U.S. Senate subcommittee on Tuesday that no further regulation of hedge funds is needed.

The Subcommittee on Capital Markets, Securities and Investments reviewed legislative proposals relevant to derivatives end users.

In late July 2023, US banking agencies released proposals to significantly revise the risk-based regulatory capital requirements for certain midsize and larger US banking organizations...

In Wilmington Savings Fund Society v. Tamisi, the U.S. District Court for the Eastern District of New York upheld a bankruptcy court's ruling that Wilmington lacked the necessary standing...

ISDA published its first "Risk Free Rates Adoption Monthly Indicator."

The US federal banking regulators have jointly proposed long-term debt ("LTD") requirements for certain midsize and larger US banking organizations.

New podcast episode with Allan Marks and Jacqueline Chan.

The municipal securities market is critical to the nation’s infrastructure.

On September 29, 2020, the CFPB, FTC, and state and federal law enforcement agencies announced a new initiative, called Operation Corrupt Collector, to address certain ...

On April 10, 2009, new rules relating to the interaction between companies and credit rating agencies will go into effect.

On 9 December 2009, the UK Government announced the introduction of a new one-off 50% Bank Payroll Tax (BPT) that will be payable by a bank on the amount of a bonus to which a banking employee is entitled.

The US federal banking regulators have jointly proposed extensive revisions to the regulatory capital requirements for midsize and larger US banking organizations.

Imputation of Implied Actual Notice: the fact that an unrelated purchaser of property was aware that seller was being sued on an unsecured indebtedness did not create a legal duty...

The AGC lawsuit seeks to enjoin the SBA from using those questionnaires and to compel the SBA to revise the questionnaires to reflect applicable procedural and substantive laws.

On April 18, 2012, the U.S. Securities and Exchange Commission (SEC) granted accelerated approval of a final rule adopting a more relaxed alternative to the current $4.00 per share minimum bid price initial listing requirement for the NASDAQ Capital Market (Nasdaq).

The United States Court of Appeals for the Second Circuit recently reversed a District Court and held that a debt collector did not violate the Fair Debt Collection Practices Act ("FDCPA")...