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Board of Governors of the Federal Reserve System ("FRB") Chair Janet L. Yellen asserted that post-crisis regulatory reforms have been largely successful and warned against significant changes.

On July 5, 2017, the Federal Reserve Board (the "Board") and the Federal Deposit Insurance Corporation ("FDIC") posted the public portions of the annual resolution plans, commonly known as living wills...

On September 12, 2017, the Board of Governors of the Federal Reserve System (the "Board") published in the Federal Register final rules (the "Final Rules") intended to reduce the potential risks...

The CFTC Division of Market Oversight issued time-limited no-action relief for Swap Execution Facilities ("SEFs") from certain block trade requirements.

U.S. House Financial Services Committee Press Release: Waters Urges Regulators Not to Weaken Big Bank Leverage and Capital Requirements

A broker-dealer settled FINRA charges for operating without sufficient net capital.

The Board of Governors of the Federal Reserve System ("FRB") released the results of the annual Comprehensive Capital Analysis and Review ("CCAR"), which is an evaluation of the capital adequacy...

ICBC is the largest bank in China, and the government of China owns approximately 70% of ICBC.

Board of Governors of the Federal Reserve System ("FRB") Vice Chair Stanley Fischer detailed significant improvements in the financial stability of the U.S. financial system, but cautioned that...

On June 13, 2025, the Basel Committee on Banking Supervision released a voluntary framework for climate-related financial risk disclosures, marking a significant advancement in global...

On October 12, 2016, the Basel Committee published the final Standard for Total Loss Absorbing Capacity holdings.

This week the IRS modified and potentially expanded the amount of losses available to offset taxable income after an ownership change.

ISDA recommended ways in which policymakers can reduce "fragmentation" in global derivatives markets.

The London interbank offered rate (Libor) was once called "the world's most important number" by the British Bankers' Association (BBA).

Broker-dealers must comply by November 14, 2009, with the changes to the Uniform Application for Securities Industry Registration orTransfer (Form U4) and Uniform Termination Notice for Securities Industry Registration (Form U5) that went into effect on May 18, 2009, as part of the ongoing effort to encourage transparency in the financial services market while balancing the rights of the registered representatives.

Federal Reserve Bank of New York ("NY Fed") President and CEO William C. Dudley described policy changes in the Treasury markets caused by "increased electronification of trading...

On November 19, the Fed, the OCC and the FDIC released an estimation tool to help community banks.