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  • Article

    Morning Consult Reaches Unicorn Status With Series B Round

    Cooley advised Morning Consult, a global enterprise technology company specializing in intelligent data that powers leaders' decision-making, on its $60 million Series B financing round.
    United StatesCorporate/Commercial Law
    Cooley LLP
    Cooley LLP
  • Article

    New York Attorney General Ramps Up Securities Enforcement Of Cryptocurrency Companies

    New York Attorney General Ramps Up Securities Enforcement of Cryptocurrency Companies.
    United StatesCorporate/Commercial Law
    Cozen O'Connor
    Cozen O'Connor
Article

Organizers Of Unregistered ICO Offering Settle SEC Charges

The organizers of an allegedly unregistered offering of digital asset securities settled SEC charges of defrauding investors out of millions of dollars.
United StatesCorporate/Commercial Law
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    SEC Chair Appoints New Members To Executive Staff

    SEC Chair Gary Gensler appointed four new members to the executive staff. New appointees will support policy, enforcement and agency operations.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Charges Digital Asset Incubator For Offering Unregistered Securities

    The SEC charged a digital asset incubator company and its founder with conducting an illegal $14 million securities
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Clarifies That Form Filings Are Not "Approvals" Of ICOs

    In an Investor Alert, the SEC Office of Investor Education and Advocacy ("OIEA") clarified that the SEC "never 'approves' an offering."
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Gives Guidance On Securities Analysis For Digital Assets: TurnKey No-Action Letter And Framework Publication

    The Securities and Exchange Commission ("SEC") recently issued highly anticipated guidance to assist market participants in determining whether a digital asset is offered and sold as a security
    United StatesCorporate/Commercial Law
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    SEC Is The Latest Agency To Keep Up With The Kardashians

    In these difficult financial times, some of us may turn to our financial advisors for advice. Others may turn to Kim Kardashian. If you fall into the latter category, you may have seen that last year...
    United StatesCorporate/Commercial Law
    Kelley Drye & Warren LLP
    Kelley Drye & Warren LLP
  • Article

    SEC Provides Testimony On FY 2019 Developments

    At a House Financial Services Committee hearing, the SEC provided testimony on initiatives undertaken during the fiscal year.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Spins Off FinHub Unit Into Stand-Alone Office

    Coming off a recent no action letter in the token space that is more permissive than any of the handful issued to date, the Securities and Exchange Commission ("SEC") signaled
    United StatesCorporate/Commercial Law
    Harter Secrest & Emery
    Harter Secrest & Emery
  • Article

    Wyoming vs. Delaware

    In 1869, Wyoming became the first state to extend voting rights to women. In 1977, Wyoming became the first state to enact a law allowing for the formation of a business entity known as a "limited liability company".
    United StatesCorporate/Commercial Law
    Allen Matkins Leck Gamble Mallory & Natsis LLP
    Allen Matkins Leck Gamble Mallory & Natsis LLP
  • Article

    Compass July 2024

    Our Anti-Financial Crime industry experts will guide you through the complex world of regulatory and compliance hurdles, providing solutions tailored for fintech and financial services firms.
    United StatesCriminal Law
    Ankura Consulting Group LLC
    Ankura Consulting Group LLC
  • Article

    Compliance Hot Spots: Meet DOJ's New Top Crypto Cop + False Claims Act Year-in-Review + New Firms Back Meta In FTC Suit

    Edward Imperatore spoke to Law.com about the U.S. Department of Justice naming Eun Young Choi to lead its new National Cryptocurrency Enforcement Team.
    United StatesCriminal Law
    Morrison Foerster
    Morrison Foerster
  • Article

    Feds Arrest Man Who Allegedly Operated Unlicensed Bitcoin Exchange as a Teen

    Last week, a Bitcoin dealer was arrested on 31 criminal charges, all of which appear to stem from operating a Bitcoin exchange without a license.
    United StatesCriminal Law
    Pryor Cashman LLP
    Pryor Cashman LLP
  • Article

    Fincen Warns Financial Institutions Of Corruption In Venezuela

    The Financial Crimes Enforcement Network ("FinCEN") warned financial institutions of public corruption in Venezuela, as well as of attempted money laundering by Venezuelan political figures.
    United StatesCriminal Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Shuts Down ICO

    In addition to freezing the Defendants' assets, the court appointed a digital receiver over AriseBank.
    United StatesCriminal Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Podcast

    Earned Wage Access Programs From An Employer's Perspective (Podcast)

    Today's episode features a discussion about earned wage access programs. We'll discuss why the push for on-demand payroll technology has picked-up during the COVID-19 pandemic...
    United StatesEmployment and HR
    Ballard Spahr LLP
    Ballard Spahr LLP
  • Article

    If You Have NFTs In Your Retirement Account – Beware

    On March 21, 2023, the Internal Revenue Service (IRS) issued Notice 2023-27, announcing that the Treasury Department and the IRS intend to issue guidance with respect to the treatment of nonfungible...
    United StatesEmployment and HR
    Seyfarth Shaw LLP
    Seyfarth Shaw LLP
  • Article

    Schulte Co-managing Partner Marc Elovitz Quoted In Pensions & Investments

    During a roughly four-hour hearing on September 24, SEC Chair Gary Gensler and the other four SEC commissioners testified before the House Financial Services Committee.
    United StatesEmployment and HR
    McDermott Will & Schulte
    McDermott Will & Schulte
  • Article

    Three Wage And Hour Predictions For 2022: Pay Incentive Class Actions, Cryptocurrency Pay, And Multistate Class Actions

    With the calendar having turned to 2022, it is time to look into the crystal ball and make a few predictions for the year ahead related to the wage and hour world.
    United StatesEmployment and HR
    Ogletree, Deakins, Nash, Smoak & Stewart
    Ogletree, Deakins, Nash, Smoak & Stewart
  • Showing 601–620 of 7238 results

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