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On April 6, 2016, at the SIFMA Anti-Money Laundering and Financial Crimes Conference, Jennifer Fowler, Deputy Assistant Secretary of the US Treasury, spoke regarding progress that the US has made...

A new version of the BSA/AML Manual, which governs how financial institutions and non-financial institutions in the U.S. are supposed to comply with the Bank Secrecy Act when creating compliance...

The Respondent agreed to a censure and a fine of $100,000.

A broker-dealer agreed to settle FINRA charges for failing to conduct an independent test of its anti-money laundering ("AML") compliance program, in violation rules.

The Republic of Cabo Verde extradited a Colombian national who was indicted for money laundering in connection with an alleged corruption scheme in Venezuela.

Former Treasury official Anna Morris discusses the evolution of US counterterrorism and sanctions policy, examining what strategies have succeeded and failed in the war on terror. The conversation explores how sanctions continue to shape American foreign policy objectives and the changing landscape of terrorist financing enforcement.

The U.S. Treasury Department's Financial Crimes Enforcement Network issued an administrative ruling that will provide time-limited relief from the Beneficial Ownership Rule for financial products and services ...

FinCEN notified U.S. financial institutions that the Financial Action Task Force ("FATF") updated the list of jurisdictions with strategic deficiencies in combating anti-money laundering...

FinCEN Warns Financial Institutions on Jurisdictions with AML/CFT Deficiencies.

FINRA amended its anti-money laundering ("AML") policy to specifically require ongoing customer due diligence.

A proposed amendment to FINRA's anti-money laundering ("AML") program requirements for capital acquisition brokers is now effective ...

FINRA proposed amending its anti-money laundering ("AML") program for capital acquisition brokers. The amendment would require risk-based procedures ...

Franca Harris Gutierrez, Sharon Cohen Levin, Bradford Hardin, Jacquelyn Stanley, Zachary Goldman and Nicholas Simons have authored a global chapter in The International Comparative Legal Guide to Anti-Money Laundering 2018.

Jonathan Lopez, a litigation partner in Orrick's Washington, D.C. office who previously served as inaugural Deputy Chief of the Department of Justice's Money Laundering & Bank Integrity Unit...

Within the next two weeks we anticipate that the Financial Crimes Enforcement Network (FinCEN), an agency within the US Department of the Treasury...

On October 3, 2018, the U.S. Federal Reserve, FinCEN, OCC, FDIC and NCUA released an interagency statement regarding the sharing of Bank Secrecy Act ...

This webinar discussed regulatory and enforcement trends in the year ahead, providing insights on the steps that financial institutions can take ...