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  • Article

    Deutsche Bank Settles Nevada AG’s RMBS Probe For $11.5 Million

    On October 17, the Nevada Attorney General filed court documents disclosing a $11.5 million settlement with DB Structured Products, Inc., a unit of Deutsche Bank AG.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Digital Assets & The GENIUS Act

    Arnold & Porter's Financial Services experts will examine the GENIUS Act's impact on banking institutions, analyze recent digital asset sector developments, and discuss the emerging opportunities and challenges facing banks in the evolving cryptocurrency landscape.
    United StatesFinance and Banking
    Arnold & Porter
    Arnold & Porter
Article

Director Of FDIC Submits Resignation

On May 8, the Director of the FDIC Jeremiah O. Norton submitted his resignation, effective Jun 5, 2015. Norton has served as Director since April 16, 2012.
United StatesFinance and Banking
Orrick
Orrick
  • Article

    Disparate Whatever

    The House has approved an amendment aimed at barring the Department of Justice (DOJ) from enforcing the U.S. Department of Housing & Urban Development's (HUD) fair lending disparate impact rule.
    United StatesFinance and Banking
    Morrison Foerster
    Morrison Foerster
  • Article

    Distressed Daily: Mall Owner Offers Retention Pay To Whole Staff

    "There's not a lot of money to go around at Washington Prime Group. The mall operator said this month that it skipped a $23.2 million interest payment and brought on advisers to help
    United StatesFinance and Banking
    Cooley LLP
    Cooley LLP
  • Video

    Do I Need To Register? And Other Tips For Newly Registered Investment Advisers (Video Content)

    Foley Partner Stuart Fross highlights some thoughts for advisers on that question and tips for those who answer yes.
    United StatesFinance and Banking
    Foley & Lardner LLP
    Foley & Lardner LLP
  • Article

    DOL Seeks To Quell Lawsuit Fears Due To Fiduciary Rule

    Deputy assistant secretary Timothy Hauser also says liability exposure is relative to portfolio size, so regulation shouldn't prevent serving clients with modest assets
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Don't Forget To File Your Foreign Bank Account Return

    If you have a foreign bank account (or signatory authority on a foreign bank account), you are required to file a Form 114 (commonly called an FBAR)
    United StatesFinance and Banking
    Lowndes
    Lowndes
  • Article

    ECB Consultation On Regulation Of Options And National Discretions November 2015

    Danièle Nouy, Chair of the Supervisory Board of the European Central Bank (ECB), made a speech on September 15, 2015 at a Financial Markets Authority conference in Austria.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    ECB Report On Draft SSM Framework

    On 5 February 2014, the FCA updated its webpage on guidelines for investment firms subject to the Capital Requirements Regulation seeking to apply for specific CRR permissions.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    ECJ Upholds ESMA’s Emergency Powers Under The Short Selling Regulation

    On 22 January 2014, the European Court of Justice issued its judgment on the UK’s challenge of ESMA’s powers under the Short Selling Regulation.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Economists Say Fed Report Shows Improved Bank Loan Portfolio Performance

    In an article posted on the Liberty Street Economics blog of the Federal Reserve Bank of New York ("NY Fed"), authors James Vickery and April Meehl concluded that the latest NY Fed Report Quarterly Trends...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Effective And Compliance Dates Set For CFPB Change To "General Qualified Mortgage" Definition

    The amendments go into effect on March 1, 2021, with a mandatory compliance date of July 1, 2021.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Effective Date For CFTC Amendments To Uncleared Swap Margin Requirements Set For February 24

    The amendments will go into effect on February 24, 2021.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Effective Date Of CFTC Amendments To CPO Reporting Requirements Set For December 10

    CPOs are required to file a revised form CPO-PQR for the first calendar quarter of 2021.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Effective Date Of CFTC Rule Delaying Phase VI Initial Margin Compliance Set For December 9

    A CFTC final rule delaying the compliance date for "Phase Six" of the initial margin requirements was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Effective Date Set For CFPB Exemption From Requirements On Escrow Accounts For Higher-Priced Mortgage Loans

    The final rule will go into effect on February 17, 2021.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Effective Date Set For CFTC Amendments Expanding Exemptions To Swap Clearing Requirements

    CFTC amendments to swap clearing exemptions, including expanded exemptions for sovereign entities and small banking entities, were published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Effective Date Set For CFTC Amendments To Audit Trail, Financial Resources And CCO Requirements

    The final rule will go into effect on May 12, 2021.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Effective Date Set For CFTC Amendments To CPO Registration Exemption On Cross-Border Activity

    A CFTC final rule amending the conditions under which non-U.S. CPOs qualify for exemption from registration under CFTC Rule 3.10(c) ("Registration Requirements for Different Types of Firms") was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 561–580 of 29325 results

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