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As part of its proposed 2012 fiscal year budget, the United States Treasury Department intends to implement cost-cutting measures that would limit access to "Project Gateway," the Financial Crimes Enforcement Network’s ("FinCEN") Bank Secrecy Act ("BSA") real-time data access system.

The NSFR is a quantitative metric designed to measure the stability of a bank's funding profile.

The SEC adopted new FINRA Rule 4111 ("Restricted Firm Obligations") that will impose additional requirements on broker-dealers deemed to pose a significant risk to investors.

The SEC and CFTC (the "Commissions") jointly issued proposed rules that would (a) require financial institutions and creditors subject to a Commission’s jurisdiction to develop and implement a written identity theft prevention program addressing identity theft in connection with certain existing accounts or the opening of new accounts and (b) establish special requirements under which a credit or debit card issuer subject to a Commission’s jurisdiction would have to assess the validity of change

The SEC issued an order permitting smaller broker-dealer firms an additional 30 days for filing annual reports.

The Securities and Exchange Commission is making groundbreaking changes to the rules that regulate the way companies make public offerings in the United States. In an open meeting June 29, 2005, the commissioners voted to approve the new regime, which was originally proposed in November 2004.

SIFMA, ISDA and the FIA raised issues with a CFTC proposal to establish capital and liquidity requirements for swap dealers and major swap participants.

The U.S. Treasury Department has issued the terms for capital investments under its Small Business Lending Fund (SBLF) program for mutual banks, mutual holding companies and banks and holding companies organized as Subchapter S corporations.

Attached are links to a collection of Treasury documents released on Monday, October 6, 2008.

The calibration of the risk-weighted assets component of the external TLAC requirement would be phased in over a three-year period commencing on January 1, 2019.

On May 23, 2016, as part of his remarks at a global economic symposium in Paris, US Federal Deposit Insurance Corporation Vice Chairman Thomas Hoenig stated his objections to the Basel Committee...

On February 14, 2018, the U.S. Board of Governors of the Federal Reserve System issued a letter permitting Deutsche Bank AG to establish a second U.S. intermediate holding company ...

The Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 implemented certain amendments to the Bankruptcy Code that govern the operation of health care businesses while in bankruptcy.

The Board of Governors of the Federal Reserve System ("FRB") solicited comments on an advanced notice of proposed rulemaking regarding regulatory capital requirements for insurance companies.

On May 11, 2012, Delaware Chancellor Leo Strine addressed an invitation-only breakfast gathering at The University Club of New York on a wide range of topics, including investment banking conflicts.

The Financial Action Task Force (FATF), a cross-border, intergovernmental anti-money laundering organization, recently released a report and update on the implementation of FATF's standards.

On April 23, 2018, the Basel Committee on Banking Supervision published its 14th progress report on implementation of the Basel III prudential framework, based on responses from Basel Committee...

On October 10, 2014, the EBA announced that it will publish the results for the EU-wide stress test for the banking sector on October 26, 2014.