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On May 3, 2012, the SEC issued additional FAQs (Questions 18-41) on Title I (IPO on Ramp) of the JOBS Act.

On June 22, 2023, the Investor Advisory Committee ("IAC") of the US Securities and Exchange Commission ("SEC" or "Commission") held a panel discussion regarding current challenges...

What's in a name? According to the Securities and Exchange Commission, quite a bit. On September 20, 2023, the SEC adopted amendments to the Investment Company Act of 1940.

The Small Business Jobs and Credit Act of 2010 temporarily permits a total exclusion from federal income taxation of gain from the sale of certain qualified small business stock ("QSBS").

In a decision sure to be cheered by Wall Street bond analysts and investors alike, on November 18, 2004, the United States District Court for the Northern District of Illinois overruled a March 2004 order by the bankruptcy court overseeing the United Airlines (United) chapter 11 cases to find that the subleases underlying United’s San Francisco airport facility bonds are true leases within the meaning of section 365 of the Bankruptcy Code.

The European Commission (EC) on March 25, 2020 issued new guidance on foreign investment screening in response to the COVID-19 emergency1 (the "Guidance"). The Guidance, which addresses the now 27 EU Member States...

The Securities and Exchange Commission (SEC) routinely prepares Risk Alerts to provide helpful information to federally registered investment advisors (advisers).

Seyfarth Synopsis: On October 30, 2020, the Department of Labor ("DOL") released a final regulation amending the fiduciary regulations...

The situation: Investors are increasingly focused on environmental, social, and governance ("ESG") factors when opening investment accounts and/or making investment decisions.

While public company executives were still focused on implementing Sarbanes-Oxley governance changes, the sometimes unholy alliance of institutional shareholders and the media opened another front in a seemingly unending corporate governance assault, one focused on executive compensation.

As artificial intelligence drives unprecedented demand for data centers, power availability has emerged as the critical bottleneck constraining asset value and investment returns.

At an open hearing on August 25, 2010 the SEC, as expected, adopted amendments to its proxy rules providing for inclusion of shareholder nominees in company proxy statements.

On December 16, 2009, the Securities and Exchange Commission (the "SEC" or "Commission") approved the adoption of amendments to Rule 206(4)-2 of the Investment Advisers Act of 1940 (the "Advisers Act"), which relates to custody of client assets.

SEC Division of Investment Management Director Brian Daly recently delivered remarks on investment advisers voting client proxies.

Among the many elements of the massive Dodd-Frank Wall Street Reform and Consumer Protection Act are provisions applicable to public companies requiring defined "say-on-pay" votes.

As of February 14, 2005, NASD members will be able to provide investment analysis tools to their customers without running afoul of NASD Rule 2210(d)(1)(D), which currently prohibits members from making predictions or projections regarding investments or investment services.

The Employee Retirement Income Security Act does not require plan sponsors or service providers to disclose revenue sharing fee information to participants, according to the U.S. District Court for the Western District of Wisconsin. In a June 20 memorandum opinion dismissing a lawsuit against John Deere, Inc. and two subsidiaries of Fidelity Investments, the court held that ERISA's statutory provisions contain limited and finite disclosure requirements that are not supplemented by ERISA'

The questions and considerations listed below are a great starting point for any company opening or relocating a manufacturing facility.