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  • Article

    FFIEC To Lenders: Appraisal Bias Compliance Management In Focus

    On February 12, 2024, the Federal Financial Institutions Examination Council (FFIEC) issued a concise statement on Examination Principles Related to Valuation Discrimination...
    United StatesFinance and Banking
    Cooley LLP
    Cooley LLP
  • Article

    FINRA Highlights Recent CAT Regulatory Coordination

    FINRA highlighted recent "regulatory coordination efforts" on Consolidated Audit Trail compliance rules.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
Article

NYSE And Nasdaq Delay Effectiveness Of Clawback Listing Standards

On Tuesday and Wednesday of this week, the New York Stock Exchange (NYSE) and the Nasdaq Stock Market filed amendments to their proposed clawback policy listing standards...
United StatesFinance and Banking
Cooley LLP
Cooley LLP
  • Article

    Oklahoma Issues Memo Detailing New Digital Asset Kiosk Licensing Requirements

    On October 15, the Oklahoma State Banking Department issued a memo detailing new licensing and compliance obligations for digital kiosk operators.
    United StatesFinance and Banking
    Sheppard
    Sheppard
  • Article

    Webinar: Supreme Court's Reconsideration Of Auer Deference May Undermine FFIEC Manual

    Partner Jeffrey Alberts will be a speaker at "Supreme Court's Reconsideration of Auer Deference May Undermine FFIEC Manual," a CLE webinar hosted by West LegalEdcenter.
    United StatesFinance and Banking
    Pryor Cashman LLP
    Pryor Cashman LLP
  • Article

    Yet More Delays To FINRA's Proposed Rule Amendments To Rule 4210 Margin For Covered Agency Transactions

    FINRA recently filed a proposed rule change with the SEC to yet again delay the implementation date to October 25, 2023, for amendments to Rule 4210 (Margin Requirements) for Covered Agency Transactions.
    United StatesFinance and Banking
    Katten
    Katten
  • Article

    Attorneys Examine Impact Of FTC's Settlements Involving Health Breach Notification Rule

    Bass, Berry & Sims attorneys Wes McCulloch, Nesrin Tift, Shannon Wiley and Roy Wyman authored an article for Fierce Healthcare outlining recent settlements between the Federal Trade Commission...
    United StatesFood, Drugs, Healthcare, Life Sciences
    Bass, Berry & Sims PLC
    Bass, Berry & Sims PLC
  • Article

    Bring Out Your Meds! To The Feds!

    With a nod to the immortal phrase, "Bring out your dead! Bring out your dead!" uttered by body collector Eric Idle, and to the Knights Who Say "Ni!," from the 1975 comedy romp, Monty Python and the Holy Grail...
    United StatesFood, Drugs, Healthcare, Life Sciences
    Hyman, Phelps, & McNamara
    Hyman, Phelps, & McNamara
  • Article

    Health And Human Services Exchange Program Integrity Final Rule

    On December 20, 2019, the Centers for Medicare and Medicaid Services (CMS) issued a final rule on program integrity for Affordable Care Act (ACA) exchange plans.
    United StatesFood, Drugs, Healthcare, Life Sciences
    Sheppard
    Sheppard
  • Article

    Compliance Notes - Vol. 6, Issue 9

    The Federal Election Commission (FEC) will soon lose its ability to enforce and regulate campaign finance laws, NOTUS reported Friday, April 25, 2025.
    United StatesGovernment, Public Sector
    Nossaman LLP
    Nossaman LLP
  • Article

    OFCCP's Last-Minute Portal Guidance Changes

    Two days prior to the 2023 contractor portal certification deadline, the Office of Federal Contract Compliance Programs (OFCCP) updated the certification guidance on its contractor portal...
    United StatesGovernment, Public Sector
    Ogletree, Deakins, Nash, Smoak & Stewart
    Ogletree, Deakins, Nash, Smoak & Stewart
  • Article

    OFCCP Announces 2018 Veteran Hiring Benchmark

    On March 30, 2018, the Office of Federal Contract Compliance Programs ("OFCCP") released its 2018 Vietnam Era Veterans' Readjustment Assistance Act ("VEVRAA") Benchmark.
    United StatesGovernment, Public Sector
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    OFCCP Publishes Latest Corporate Scheduling Announcement List (CSAL)

    n July 1, 2021, the Office of Federal Contract Compliance Programs (OFCCP) published a Corporate Scheduling Announcement List (CSAL identifying 750 Supply and Service establishment-based full compliance evaluations...
    United StatesGovernment, Public Sector
    Ogletree, Deakins, Nash, Smoak & Stewart
    Ogletree, Deakins, Nash, Smoak & Stewart
  • Video

    Having Fun (Video)

    For those you working in the wonderful world of Global Trade Compliance it's quite obvious that lately tariff regulations seem a little more subject to frequent change.
    United StatesInternational Law
    Braumiller Group (Dallas)
    Braumiller Group (Dallas)
  • Video

    IEEPA Part 2 With Adrienne Braumiller (Video)

    Bob Brewer sits down with Braumiller Law Group's Adrienne Braumiller to further discuss IEEPA tariff refund navigation including potential retaliation.
    United StatesInternational Law
    Braumiller Group (Dallas)
    Braumiller Group (Dallas)
  • Article

    OFAC Issues Sanctions Compliance Guidance For Instant Payment Systems

    On September 30, 2022, the Office of Foreign Assets Control (OFAC) published compliance guidance for instant payment systems.
    United StatesInternational Law
    Sheppard
    Sheppard
  • Article

    United States v. Odebrecht S.A. And United States v. Braskem S.A.: Companies Reach Record-Breaking Settlement To Resolve Bribery Charges In Three Countries

    On 21 December 2016, Odebrecht S.A., a global construction conglomerate based in Brazil, and its affiliate Braskem S.A., a Brazilian petrochemical company, pleaded guilty to violating the anti-bribery provisions of the FCPA.
    United StatesInternational Law
    A&O Shearman
    A&O Shearman
  • Video

    What It Means To Believe V1 (Video)

    Some people believe that the first U.S. moon landing was staged in a Hollywood studio and some people believe the earth is flat. Others believe chocolate milk comes from brown cows. Some people believe shape-shifting lizard people secretly run the world's governments and media.
    United StatesInternational Law
    Braumiller Group (Dallas)
    Braumiller Group (Dallas)
  • Video

    You've Got Questions (Video)

    Tariffs, trade war. You've got lots of questions and we of course, at Braumiller Law Group and Braumiller Consulting Group, have the answers.
    United StatesInternational Law
    Braumiller Group (Dallas)
    Braumiller Group (Dallas)
  • Article

    Telephone And Texting Compliance News — June 2023

    We are pleased to present our latest edition of Telephone and Texting Compliance News, providing insights and news related to the Telephone Consumer Protection Act (TCPA). In this issue's Regulatory Update...
    United StatesMedia, Telecoms, IT, Entertainment
    Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
    Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
  • Showing 501–520 of 5577 results

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