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  • Article

    CFTC Proposes "Regulation AT" For Automated Trading

    On November 24, 2015, the Commodity Futures Trading Commission (CFTC or Commission) proposed a new regulatory regime for automated trading on US designated contract markets (DCM) (Regulation AT or the proposal).
    United StatesFinance and Banking
    WilmerHale
    WilmerHale
  • Article

    CFTC Provides Audit Relief To FCM

    The CFTC Division of Swap Dealer and Intermediary Oversight exempted a futures commission merchant from certain audited financial reports requirements.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
Article

CFTC Requests Nominations For Market Risk Advisory Committee

The CFTC is requesting nominations for membership on the Market Risk Advisory Committee ("MRAC"), which makes recommendations to the CFTC regarding systemic issues ...
United StatesFinance and Banking
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    CFTC Requests Nominations For New Agricultural Advisory Subcommittee

    Nominations are due by October 29, 2020.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CFTC Staff Issues Advisory On Transaction-Level Requirements In Certain Cross-Border Situations

    On November 14, CFTC issued advisory on the applicability of Dodd-Frank transaction-level requirements to swaps between non-U.S. swap dealers (whether or not an affiliate of a U.S. person) and non-U.S. persons.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    CFTC Unanimously Approves Final Rule Amendments To Its Regulations Regarding CPO Financial Reports

    On November 21, 2016, the U.S. Commodity Futures Trading Commission ("CFTC") announced that it had approved amendments to its regulations
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    CFTC Unveils New Paradigm To Measure Size Of Swaps Markets

    CFTC chairman J. Christopher Giancarlo released a new paradigm for measuring the size of the global swaps markets.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    CFTC Warns Cyber-Risks Are The Biggest Threat To Modern Financial Markets

    CFTC commissioner Christopher Giancarlo warned that cyber-risks are the "number one threat to 21st century financial markets," with a greater disruptive potential than advances in automated trading and emerging technologies like the blockchain.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    CFTC Year In Review: 23 Takeaways From 2023 And Predictions For 2024

    This alert lays out 23 of our key takeaways from the CFTC's past year and offers insights on what might take place in the coming months. We project what to expect with respect to rulemaking, enforcement
    United StatesFinance and Banking
    WilmerHale
    WilmerHale
  • Article

    CFTC’s Division Of Swap Dealer And Intermediary Oversight Provides Additional Guidance To Futures Commission Merchants And Depositories Regarding Procedures For New Filing Requirements

    On 5 February 2014, the CFTC’s Division of Swap Dealer and Intermediary Oversight ("DSIO") issued a notice to provide market participants with additional guidance regarding the procedures for submitting to the CFTC the notices and reports required under new and amended regulations the CFTC adopted on 1 November 2013.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Chairman Of US Federal Deposit Insurance Corporation Delivers Speech On The Resolution Of Systemically Important Financial Institutions

    On May 12, 2015, Martin J. Gruenberg, Chairman of the US Federal Deposit Insurance Corporation, delivered a speech regarding the progress the FDIC has made in developing a framework...
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Checking In With Bank Of Ireland's Nicholas Armstrong

    Checking In with Bank of Ireland's Nicholas Armstrong.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Checking In With Hedgewood Capital Partners' Khizer Ahmed

    Checking in with Hedgewood Capital Partners' Khizer Ahmed.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Chief Risk Officer For The Federal Reserve Bank Of New York To Retire

    On February 18, 2015, Sandra C. Krieger, executive vice president of the Risk Group and chief risk officer of the Federal Reserve Bank of New York, announced her intention to retire from the bank in the second quarter of 2015.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Video

    Client Conversations With Alison Fragale (Video)

    Alison Fragale is a research psychologist, award-winning professor at UNC Chapel Hill, international keynote speaker, and author who empowers ambitious women by providing them with science-based strategies...
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Podcast

    Client Conversations With Craig Budner: Interview With Alvin Hall, Television And Radio Broadcaster, Bestselling Author, Podcaster, And Financial Educator (Podcast)

    Alvin Hall is a television and radio broadcaster, bestselling author, podcaster, and financial educator. In this episode of Client Conversations With Craig Budner, Alvin discusses his early life in segregation...
    United StatesFinance and Banking
    K&L Gates
    K&L Gates
  • Article

    CMBS: Rating Agency And Issuer In Conversation

    Cadwalader associate Kate Foreman is joined by Blair Coulson, Senior Credit Officer, of Moody's Investors Service and Daniel Vinson, Managing Director and Head of CMBS Structured Finance...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Collecting Smaller Debts Just Got Easier For Creditors Thanks To New Legislation

    Collecting smaller debts may be getting easier. On May 24, 2019, Governor DeSantis signed HB 337 which increased the jurisdictional limits of the county courts. Presently
    United StatesFinance and Banking
    Lowndes
    Lowndes
  • Article

    Comment Deadline Extended For Banking Agencies' Request For Information On AI

    In addition, the agencies are soliciting views on the use of AI in financial services to determine whether additional clarifying guidance is needed.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Comment Deadline For OCC Proposed Rule To Ensure Fair Access To Financial Services Set For January 4

    The comment deadline for the proposal is January 4, 2021.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 501–520 of 29325 results

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