5,577 results found

You're about to see a lot more Electric Vehicle Charging Stations (EVCS) on your daily drive. Within months of taking office, the Biden Administration announced an initiative to build half a million...

Marty Orlick, Chair of JMBM's ADA Compliance & Defense Group, was recently interviewed by ABC7 for a news report regarding the impact of serial ADA ...

NFA reminded member firms that January 31, 2020 is the effective date to be in compliance with swaps proficiency requirements.

On September 14, 2020, the Federal Register published an information collection request ("ICR") by the OFCCP in which the agency discloses...

On March 27, 2017, the OIG released a 54-page guidance document regarding how to measure the effectiveness of a compliance program.

In January 2017, we published our bi-annual Recent Trends and Patterns in FCPA Enforcement report, part of our FCPA Digest, which provides an analysis of recent enforcement trends and patterns...

On September 18, 2024, the U.S. Securities and Exchange Commission (SEC) announced significant amendments to Regulation NMS (National Market System) aimed at improving market quality, reducing transaction costs, and enhancing transparency in equity markets.

Other recent SEC enforcement actions include proceedings dated January 18 and January 30, each revoking a registration of securities after the respective registrants failed to file several periodic reports.

Connecticut's State Elections Enforcement Commission (SEEC) is weighing its first interpretation of a 2024 law banning foreign nationals from making political contributions or expenditures, after a lobbyist petitioned for guidance on whether U.S. citizens working as in-house lobbyists for subsidiaries of foreign-owned companies may make personal campaign contributions.

Understanding the new reporting requirement and its upcoming deadline is crucial for compliance.

On Friday, January 14, the Massachusetts Attorney General's Office and the Alliance for Automotive Innovation filed dueling briefs in Alliance for Automotive Innovation v. Healey...

NFA reminded member firms that March 1, 2020 is the compliance date for certain customer information and risk disclosure requirements for cleared swaps.

The Office of Compliance Inspections and Examinations observed compliance deficiencies for investment advisers with branch offices and geographically dispersed operations.

Yesterday (March 25, 2024), the U.S. Department of Labor announced that the Office of Federal Contract Compliance Programs (OFCCP) will begin accepting online submissions on April 1...

La loi n° 2016-1691 relative à la transparence, à la lutte contre la corruption et à la modernisation de la vie économique (dite « Sapin II ») est parue au Journal Officiel le 10 décembre 2016.

On June 7, 2021, US Department of Commerce, Bureau of Industry and Security ("BIS") amended its Antiboycott provisions in Part 760 of the Export Administration Regulations ("EAR") ...

The City of Oxnard, California's 2020 campaign finance limitations violate the First Amendment because the provisions—which appear to target a political outsider—are not narrowly tailored...