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On October 30, 2017, the U.S. Securities and Exchange Commission ("SEC") filed a complaint in federal court against a day trader for allegedly committing fraud and market manipulation...

The SEC recently instituted administrative proceedings against a Wyoming-based distributed autonomous organization (DAO) seeking to stop the registration of crypto asset offerings.

The SEC named Kristina Littman as the agency's new Division of Enforcement Cyber Unit Chief. Ms. Littman will succeed the former Unit Chief, Robert Cohen .

The SEC extended its consideration of a proposed rule change to list shares of the NYDIG Bitcoin Exchange-Traded Fund on the NYSE Arca Exchange.

The US Securities and Exchange Commission (SEC) has reached a settlement with Kraken over the crypto exchange's USD 30m staking-as-a-service offering, which violated US securities laws.

The SEC staff will host a forum on distributed ledger technology and digital assets on May 31, 2019. The forum is organized by the SEC's Strategic Hub for Innovation and Financial Technology (FinHub).

This action follows the SEC's suspension of trading in the securities of The Crypto Company announced in December 2017 and three other blockchain-related companies in the summer of 2017.

Manufacturers, like many other industries, need to be aware of and vigilant against cybersecurity risks and threats. As technology continues its ever increasing pace of innovation...

FTI Consulting offers comprehensive anti-money laundering ("AML")/counter-terrorist financing ("CTF"), Counter Proliferation Financing ("CPF"), sanctions, and other financial crimes compliance services

Computerworld reported that "Starbucks is working with Microsoft to develop a blockchain-based supply chain tracking system and mobile app that will allow customers to track the supply chain journey of the beans they buy and the coffee they drink."

On June 24, 2020, the New York State Department of Financial Services ("NYDFS") announced a series of initiatives designed to provide further guidance and resources for businesses operating in

Hawaii has long been a thorn in the side of crypto companies.

The AMLA 2020 includes sweeping reforms updating and modernizing U.S. anti-money laundering laws, many of which have implications beyond financial institutions regulated under the Bank Secrecy Act.

Former Congressman Peter Roskam, who leads BakerHostetler's Federal Policy team, provides listeners with...

John Beccia, co-founder and CEO of FS Vector, joined our lawyers for a panel discussion on generative artificial intelligence (AI) in the fintech and banking industry.

Episode 3 features Melinda McLellan, co-lead of the Privacy Governance and Technology Transactions team, discussing TCPA issues companies need to be thinking about.

The Data Stream podcast dives deep into the fast-moving currents of data, technology, and the law. Presented by BakerHostetler's Digital Assets and Data Management...