4,438 results found

On Friday, the Corp Fin staff announced that it has updated its Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns originally published on March 13, 2020 and updated...

In December, the SEC filed a complaint against Decision Diagnostics and its CEO, Keith Berman, for falsely claiming the company had developed a finger prick blood test that could instantaneously...

A Federal Reserve Board ("FRB") interim final rule modifying the Paycheck Protection Program ("PPP") under the Small Business Act was published in the Federal Register.

When I first saw this temporary relief from the NYSE, I dismissed it as relief designed to help an overwhelmed Broadridge.

On April 28, 2020, Governor Baker extended the essential services and limited gatherings Order, originally put in place on March 23, 2020, through May 18, 2020.

As part of its response to the COVID-19 crisis, the U.S. Securities and Exchange Commission (SEC) has announced temporary conditional relief for small companies seeking to raise additional funding through...

The SEC Office of Investor Education and Advocacy ("OIEA") warned of an uptick in investment scam-related tips, complaints and referrals and cautioned investors "to protect themselves and others from becoming victims of investment fraud."

On May 12, 2020, speaking at the Securities Enforcement Forum West 2020, Steven Peikin, the co-Director of the Securities and Exchange Commission Enforcement Division, provided an overview of the...

On March 25, 2020, the Securities and Exchange Commission (the "SEC") issued Order No. 34-88465 (the "Order"), which extended the deadlines for certain filings by reporting companies where the companies'...

Each year the lawyers from LB3 and consultants from TC2 contemplate what ICT trends are going to have an impact on enterprises in the year ahead.

The second quarter of 2020 represented the first complete quarter of private financings during the COVID-19 pandemic.

On April 27, Massachusetts Governor Charlie Baker announced the final steps the Commonwealth would take to fully reopen.

The long-anticipated new rule allowing certain employers the option to remotely (rather than in-person) verify the employment eligibility of new employees will be published...

About a year into the pandemic, the California Labor Commissioner recently imposed fines on a Los Angeles fast food franchisee.

In part one of this special Wetmore Fellow subseries, Fellow Adam Smith hosts a discussion with MoFo Partner David Newman and Attorney Recruiting Director Nicole Wanzer...

Notice 2020-29 provides employers the ability to really help their employees through employer sponsored cafeteria plans with component spending arrangements.

On Nov. 6, 2021, the U.S. Court of Appeals for the Fifth Circuit temporarily stayed the Occupational Safety and Health Administration's (OSHA) emergency temporary standard (ETS)...

On March 29, 2021, Florida Governor Ron DeSantis signed into law Florida Statute 768.38, granting significant protections to business entities, educational institutions, governmental entities