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  • Article

    Banking Agencies Make Corrections To Community Bank Leverage Ratio Final Rule

    The Federal Reserve Board, FDIC and OCC (collectively, the "agencies") made corrections to a final rule designed to simplify capital requirements and provide substantial regulatory relief for qualifying community banks.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Banking Agencies Propose Modified Versions Of Call Reports For Eligible Small Institutions

    The FDIC, FFIEC and other banking agencies solicited comments on a proposal to streamline the Consolidated Reports of Condition and Income ("Call Reports") for eligible small institutions...
    United StatesFinance and Banking
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    Banking Agencies Review Resolution Plans

    The FDIC and the Board of Governors of the Federal Reserve System determined that a number of systemically important domestic banking institutions have remedied the deficiencies in their 2015 resolution plans.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Banking Agencies Update "Living Wills" Of Eight Systemically Important Firms

    The Board of Governors of the Federal Reserve System and the FDIC (collectively, the "Agencies") released the public sections of required "targeted submissions" for eight systemically important domestic banking institutions.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Banks' Motion To Dismiss Commerzbank RMBS Fraud Claims Granted

    Ruling for the defendants, Justice Friedman held that New York's six-year statute of limitations started running on the final purchase date, and not when the certificates started sustaining losses.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Basel Committee Consults On Revised Good Practice Principles For Supervisory Colleges

    On 23 January 2014, the Basel Committee for Banking Standards published proposed revisions to the "Good practice principles on supervisory colleges".
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    BBJ Features Jason Bushby Q&A

    A Q&A with Bradley Arant Boult Cummings attorney Jason Bushby appeared in the Birmingham Business Journal's Rising Star Lawyers edition.
    United StatesFinance and Banking
    Bradley Arant Boult Cummings LLP
    Bradley Arant Boult Cummings LLP
  • Article

    BCBS Finalizes Risk Management Guidelines On AML And Terrorist Financing

    On January 15, the Basel Committee on Banking Supervision issued risk management guidelines relating to anti-money laundering and terrorist financing.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    BCBS Monitoring Report Gives Big Banks Passing Grades

    The Basel Committee on Banking Supervision conducted a monitoring exercise that determined all large internationally active banks meet Basel III minimum and Common Equity Tier 1 target capital requirements.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Bespoke Solutions, D&I And More, With Dadong Yan

    Bespoke Solutions, D&I and More, with Dadong Yan.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Better Drafting Through Understanding Industry Financial Metrics

    Corporate partner James A. Grayer's article, "Better Drafting Through Understanding Industry Financial Metrics," appeared in Corporate Counsel on Dec. 15, 2016.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Big Law Redefined: The Bottom Line Episode 1 | AI, Payments, And Strategic Counsel In Financial Services (Podcast)

    Shirin Afsous and Tonya Esposito interview André Cotten, assistant general counsel and regulatory and legislative affairs leader at Navy Federal Credit Union, exploring insights from a senior legal executive at one of the nation's largest credit unions. The conversation delves into the intersection of legal strategy, regulatory compliance, and legislative affairs in the financial services sector.
    United StatesFinance and Banking
    Greenberg Traurig
    Greenberg Traurig
  • Article

    Bill Introduced In Congress To Make "Valid When Made" The Law Of The Land

    The Vice Chairman of the House Financial Services Committee introduced H.R. 5724, the Protecting Consumers' Access to Credit Act of 2016.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Bill Introduced In House To Redefine "Accelerated Filer"

    On July 10, 2013, a bill was introduced in the House by Rep. Fitzpatrick that would redefine the term "accelerated filer", thus relieving certain smaller public companies of a number of requirements.
    United StatesFinance and Banking
    Morrison Foerster
    Morrison Foerster
  • Article

    Blockchain : Les enjeux en droit français, in Revue internationale des services financiers

    Paris partner Gilles Kolifrath and associate Mélanie Goupy's article "Blockchain : Issues in French law " appeared in the February 2018 issue of the French publication Revue internationale des services financiers.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Bringing Credit Risk Analysis To Stablecoins And Tokenized Assets (Video)

    Dechert's Leading on Crypto host Neel Maitra sat down with Moody's Ratings' Global Head of Digital Economy, Fabian Astic, to explore how tokenization could unlock more than US$250 trillion in trapped capital and reshape global financial markets.
    United StatesFinance and Banking
    Dechert
    Dechert
  • Article

    Broker-Dealer Fined For Failing To Update Employee Registration Forms

    A broker-dealer firm settled FINRA charges for failing to amend its representatives' Uniform Application for Securities Industry Registration or...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Broker-Dealer Settles FINRA Charges For Failure To Apply Variable Annuities Sales Charge Waivers

    A broker-dealer agreed to settle FINRA charges for failing to identify and apply available sales charge waivers on sales of variable annuities to eligible retirement accounts and charitable organizations.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Broker-Dealer Settles FINRA Charges For Insufficient Risk Management Of ATS

    A broker-dealer agreed to settle FINRA charges for failing to maintain a sufficient system of risk management controls ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Broker-Dealer Settles FINRA Charges For Market Access Rule Violations

    A broker-dealer agreed to pay $50,000 to settle FINRA charges that it failed to "establish, document, and maintain" a system of adequate risk management controls and supervisory...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 421–440 of 29319 results

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