492 results found

As we previously reported, FINRA amended its rules relating to research in order to bring them in line with the changes brought about by the JOBS Act.

We are hosting a session at NewCo Boston entitled "Planning for Exit. Top 5 Pitfalls." It's never too soon to plan for your company's exit.

An IFR US ECM Briefing reported on a significant IPO trend—over time it has become more common for IPO issuers to appoint several co-managers.

The REIT market has surged during the course of 2015. As part of this resurgence, more and more REITs and real estate companies are going public.

Long a mainstay of the financial world, the floating "IBOR" rates, based on the rates of actual or purported interbank offered loans, are now being swept slowly into the dustbin of history.

SEC Commissioner Michael Piwowar described the present state and future course of the U.S. initial public offering ("IPO") market.

On Friday, December 6, 2019, the SEC rejected the NYSE's proposal to allow companies to raise capital through a direct listing.

On June 28, 2018, the Securities and Exchange Commission ("SEC") considered whether to adopt an exchange traded fund ("ETF") ...

On 4 July 2016, the Association for Financial Markets in Europe ("AFME") published guidance on research meetings and material prior to the award of a capital markets mandate.

PitchBook's 2015 Annual U.S. Venture Industry Report reported a total of 73 venture capital-backed IPOs were conducted in 2015, the lowest number since 2013.

On Tuesday, October 16, 2012, the Commodity Futures Trading Commission (the CFTC) approved a final rule that amends certain current regulations in order to implement aspects of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act).

JOBS Act Quick Start provides a comprehensive overview of the provisions of the JOBS Act, including the changes brought about in market practice as a result of the IPO on ramp provisions.

IPO alternatives appear to be alive and well as we learn from press reports that unicorn music service Spotify may go public through a "self-filing," also known as a "direct listing."

This report analyzes key aspects of initial public offerings (IPOs) for 140 technology and life sciences companies that went public in 2014.

All of the shares in the offering were sold by the Company.

Robotics companies are exploring alternative paths to public markets through de-SPAC transactions and reverse mergers instead of traditional IPOs. Recent deals involving Agility Robotics and Serve Robotics illustrate the strategic advantages and potential pitfalls of these alternative financing routes. Legal experts analyze what these trends mean for the future of robotics company capital formation.

In November 2019, the New York Stock Exchange (NYSE) filed a proposed rule change seeking to modify its listing rules to allow companies...