5,948 results found

On February 24, 2004, the Securities and Exchange Commission (SEC) extended the compliance dates for amendments to its rules adopted pursuant to Section 404 of the Sarbanes-Oxley Act

The Texas House and Senate are considering twin bills which would require companies offering commercial sales-based financing to provide specified disclosures and register with the Texas Finance Commission.

The U.S. District Court of the District of Connecticut granted the SEC's Motion to Dismiss an enforcement action against a brokerage firm and global investment bank trader for allegedly lying...

The court further held that the trustee did not have a separate claim for the defendants' alleged failure to notify the trustee of breaches of representations and warranties.

Here is a rundown of some of Cadwalader's recent work on behalf of clients...

Here is a rundown of some of Cadwalader's recent work on behalf of clients...

Here is a rundown of some of Cadwalader's recent work on behalf of clients.

Ropes & Gray's memorandum summarizing the 2017 ICI Mutual Funds and Investment Management Conference sponsored by the ICI and the FBA is available above.

On September 22, the CFPB released its annual report providing an overview of the residential mortgage trends and activity in 2021 based on data collected from thousands of U.S. lending institutions...

The April 2010 yield on AAA-rated municipal bonds has stayed level for 30-year bonds at 4.44% and has increased slightly for 10-year bonds from 3.04% to 3.22%. Treasury yields decreased slightly from 4.73% to 4.62% on 30-year Treasury bonds and from 3.85% to 3.74% on 10-year Treasury notes.

Capital One reached a $425 million class action settlement with its 360 Savings customers, resolving claims that the bank misled customers and deprived them of higher interest...

The Alternative Reference Rates Committee ("ARRC") provided a model for using the Secured Overnight Financing Rate ("SOFR") in asset-backed securities.

The Alternative Reference Rates Committee ("ARRC") provided recommended fallback contract language for new closed-end, residential adjustable-rate mortgages ("ARMs") that reference U.S. dollar LIBOR.

The fastest growing complaint in 2014 was identity theft, due in part to numerous recent large-scale data breaches at major retailers.

As a result of the $700 billion bailout bill passed by Congress and signed into law on October 3, 2008, US fund managers will no longer be able to defer income from offshore funds.

The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System and the FDIC (collectively, the "Agencies") adopted amendments to the Community Reinvestment Act ("CRA")...

The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the FDIC proposed amendments to their CRA regulations in response to recent changes...

The Office of the Comptroller of the Currency, the Federal Reserve Board and the FDIC updated answers to FAQs ...