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  • Article

    CFTC Staff Clarifies Requirements For Margin Model Usage

    The CFTC Market Participants Division ("MPD") clarified certain requirements applicable to swap dealers using models to calculate certain aspects of the CFTC capital requirements.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Crisis Revamps Patterns Of Bank And S&L Holding Company Approvals

    In 2008, the financial institutions industry experienced the most disruptive, exciting and precedential year in the history of the formation and operation of bank holding companies and savings and loan holding companies.
    United StatesFinance and Banking
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    EBA Amends Historical Look-Back Approach Method For Calculating Additional Collateral Outflows

    On May 3, 2016, the European Banking Authority (EBA) issued an opinion to the European Commission supporting the Commission's proposed amendment to the historical look-back approach...
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    EBA Final Guidelines On Disclosure Of Encumbered And Unencumbered Assets

    On 27 June 2014, the EBA published its final Guidelines on disclosure of encumbered and unencumbered assets by banks and investment firms.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    EBA Published Final Draft RTS On Prudent Valuation

    The European Banking Authority published its final draft Regulatory Technical Standards under the Capital Requirements Regulation.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Economists Evaluate Effect On Collateral Supply Following Major Default Of Clearing Member

    Despite these concerns, the authors concluded that the fear that markets may not be able to cope with this demand may be overstated.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Effective Date Set For New NFA Swap Dealer Capital Requirements

    NFA adopted rules establishing minimum capital requirements for member swap dealers ("SDs") that are not prudentially regulated.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FASB Postpones Stock Options Expensing Rule

    In what is perceived as a compromise between Board members, the Financial Accounting Standards Board (FASB) has voted to postpone implementation of its rules mandating expensing of stock options.
    United StatesFinance and Banking
    Holland & Knight LLP
    Holland & Knight LLP
  • Article

    FDIC Chair McWilliams Describes Agency Supervisory Approach

    FDIC Chair Jelena McWilliams underscored principles of certainty, consistency, diligence and communication in regulatory supervision.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FDIC Proposes Amendments To Assessment Regulations On Deposit Insurance

    The FDIC proposed a rule "to amend the risk-based deposit insurance assessment system applicable to all large insured depository institutions."
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FDIC Provides Guidance On Impact Of LIBOR Transitions Under Regulatory Capital Rule

    The FDIC issued FAQs on the impact of LIBOR transitions on regulatory capital instruments under 12 CFR Part 324 ("Capital Adequacy of FDIC-Supervised Institutions").
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Fed Announces Dates Of Stress Test Releases

    On February 12, the Fed announced that results from the latest supervisory stress tests conducted as part of Dodd-Frank will be released on March 5...
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Federal Register: Banking Agencies Propose Simplification Of Capital Rule

    A proposal by the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System and the FDIC to simplify capital rules was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: FCA Proposes Amendments To Farm Credit System Capital Requirements

    A Farm Credit Administration proposal that would amend the regulatory capital requirements for Farm Credit System institutions was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: Federal Reserve Board Proposes To Simplify CCAR Requirements For Certain Bank Holding Companies

    The Board of Governors of the Federal Reserve System requested comment on its proposal to revise the capital plan and stress test rules for bank holding companies with total consolidated assets...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Reserve Announces Update For One Firm's Individual Capital Requirements

    As we previously reported, on August 29, the Federal Reserve Board ("FRB") announced the individual capital requirements for all large banks, effective on October 1.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Reserve Bank Of Minneapolis President Delivers Speech Arguing That Banks Are Still Too Big To Fail

    On February 16, 2016, in a speech at the Brookings Institution in Washington, DC, Federal Reserve Bank of Minneapolis President Neel Kashkari argued that banks are still too big to fail...
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Federal Reserve Board Announces Three New Reference Rates For Overnight Repo Transactions

    On December 8, 2017, the Board of Governors of the Federal Reserve System announced final plans for the production of three new reference rates regarding overnight repurchase transactions of Treasury Securities.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Federal Reserve Board Releases Results For 2015 Comprehensive Capital Analysis And Review

    On March 11, 2015, the US Board of Governors of the Federal Reserve System announced that it has not objected to the capital plans of 28 bank holding companies participating in the Comprehensive Capital Analysis and Review.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Federal Reserve Board Utilizes New Policy Statement In Approving Mitsubishi´s Acquisition Of A Non-Controlling Stake In Morgan Stanley

    On October 6, 2008, the Federal Reserve Board ("FRB") approved the proposal by Mitsubishi UFJ Financial Group, Inc. ("Mitsubishi") to acquire up to 24.9% of the voting stock of Morgan Stanley, which indirectly controls two national banks and a federal thrift institution.
    United StatesFinance and Banking
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Showing 381–400 of 1898 results

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