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The staff of the SEC’s Division of Trading and Markets recently issued frequently asked questions providing guidance about provisions in Title I of the Jumpstart Our Business Startups Act.

On December 4, 2015, President Obama signed into law The Fixing America's Surface Transportation Act (the "FAST Act").

Beyond the general aspects of the U.S. Securities and Exchange Commission’s new JOBS Act rules previously discussed in this series of articles, issuers who rely on new Rule 506(c) for an onshore offering and Regulation S and foreign private placement rules for a simultaneous offshore offering need to consider the impact of solicitation and advertising activities on the Regulation S exemption and on the private placement exemption under pertinent foreign rules.

Private equity sponsors investing in law firm management services organizations face a critical exit challenge: with valuations reaching into the billions and limited buyers available, how can they efficiently convert illiquid stakes into liquid returns? Winston Taylor explores whether initial public offerings represent a viable exit strategy and examines the structural and regulatory frameworks necessary to bring law firm MSOs to public markets.

Touraj Parang, COO of Serve Robotics, shares hard-won lessons from building a sidewalk delivery robot company through 300 venture rejections, near-bankruptcy, and an unconventional path to Nasdaq.

The Securities and Exchange Commission recently held an open meeting during which it approved the following three items in connection with its mandate to implement certain rules under Section 201(a) of the Jumpstart Our Business Startups Act and Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

On June 20, 2012, the Securities and Exchange Commission (SEC) adopted a rule regarding the new listing standards for compensation committees.

As a public company, Snap will be subject to extensive public filing and disclosure requirements, including, to the extent material, security and privacy.

Following the recent changes made to the UK Listing Rules that require Main Market–listed companies to comply with or explain against target board diversity disclosure and diversity data-reporting requirements...

Spotify did it. Slack did it. Many other late-stage private technology companies are reported to be seriously considering doing it. Should yours?

In furtherance of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the Securities and Exchange Commission adopted new Rule 10C-1 under the Securities Exchange Act of 1934.

Incentive-based compensation potentially subject to recovery under proposed Rule 10D-1 includes compensation that is granted, earned, or vested based wholly or in part on the attainment of a "financial reporting measure."

There has been much discussion about the high valuations of venture backed companies, and especially the "unicorns", companies with a valuation of a billion dollars or higher.

On 28 November 2018, ASX released a Consultation Paper ‘Simplifying, clarifying and enhancing the integrity and efficiency of the ASX Listing Rules'

On March 27, 2012, Congress approved the Jumpstart Our Business Startups Act (the "JOBS Act").

As part of the Amendments, NASDAQ also modified certain listing fees and clarified certain provisions of the NASDAQ Stock Market Rules.