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Law360, New York (December 20, 2013, 10:42 AM ET) -- Nearly a decade ago, the United States Supreme Court in Dura Pharmaceuticals Inc. v. Broudo, 544 U.S. 336, 345 (2005), emphasized that a securities fraud suit is not an investor’s insurance policy against market losses.

SEC Commissioner offers cybersecurity to-do list. Institutional investor organizations seek SEC rulemaking on fee reporting by private funds. SEC disapproves CAT LLC's proposed limited liability provisions.

SEC proposes to require extensive disclosures on securities loans

SEC staff issues guidance on "spring-loaded" compensation. NY Fed launches Central Banking Innovation Center. NFA proposes amendments to financial reporting requirements for SEC-registered SDs.

Ken C. Joseph, the SEC’s Head of Investment Adviser/Investment Company Examination Program in the New York Regional Office, is set to resign after 21 years of service.

The Office of the Comptroller of the Currency and the FDIC (collectively, the "agencies") adopted a final rule that will shorten the standard settlement cycle for securities transactions...

The SEC's Office of Compliance Inspections and Examinations released its 2018 examination priorities.

SEC report on GameStop questions adequacy of trading regulations.

SEC issues risk alert on mutual fund and ETF compliance Deficiencies. SEC specifies financial reporting conditions for non-U.S. SBSDs. MSRB proposes extension of remote inspection relief.

OFAC clarified in new FAQ 862 that Executive Order ("EO") 13959 does not require U.S. persons to divest their holdings in the publicly traded securities of identified Communist Chinese military companies by January 11, 2021.

In a final audit report, the SEC's Office of Inspector General (OIG) identified ways in which the SEC's Office of Compliance Inspections and Examinations ("OCIE") ...

On January 10, 2017, the U.S. House of Representatives passed a bill which directs the Securities and Exchange Commission (SEC) to revise Regulation D.

The SEC has announced the final schedule and panelists for the upcoming decimalization roundtable.

Paul Atkins was confirmed as the Chairman of the SEC on Wednesday by a vote of 52-44. He will serve during the remainder of former Chair Gary Gensler's term...

Acting SEC chairman Michael Piwowar says the agency should be tasked with writing its own fiduciary rule to govern advice stockbrokers provide to retail investors.

Privately-held companies anticipating an IPO have a unique "one-time" opportunity to design their compensatory programs in a way that creates flexibility after the company becomes publicly-traded.

On Wednesday, President Biden announced that he has nominated Mark Uyeda to serve as a member of the Securities and Exchange Commission.