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On February 12, the Office of the Comptroller of the Currency ("OCC") released the "Installment Lending" portion of the Comptroller's Handbook.

ISDA updated its global calendar of compliance deadlines and regulatory dates for OTC derivatives.

On June 16, J. Christopher Giancarlo was officially sworn in, after being confirmed by the U.S. Senate on June 3.

KBRA has come out with a recent forecast predicting that the private credit industry will be well positioned to navigate looming macroeconomic headwinds on the horizon.

Richard L. Sigal was featured in The Bond Buyer article, "Lew Steps Up Pressure for Quick PROMESA Passage."

In an interview with Bloomberg, Calamos Investments CEO John Koudounis discussed how the current economic conditions are optimal for liquid alternative funds.

Judge Mastroianni granted the motion as to the tenth securitization, based on his finding that there was no evidence that acquisition diligence was conducted on over 80% of the underlying loan pools.

The Managed Funds Association ("MFA") hired Mark Epley to serve as executive vice president and general counsel.

Mid-south Regulatory Compliance Group Quarterly Report Vol. 14 No. 2

Spotify and Slack made a splash when they went public via direct listings rather than underwritten offerings or traditional IPOs

In addition, the automated alerts system was updated to include additional information about relevant bond and associated trade activity or filing that can trigger an alert.

Each course provides real-world simulations that help financial professionals and members of the public understand municipal securities transactions, as well as related market and regulatory considerations.

The MSRB named Simon Wu as its Chief Economist. Mr. Wu will assume his new role starting on February 6, 2017.

Scott Aleali and Jeff Maier hosted former Wake Forest and Charlotte Hornets star Muggsy Bogues this week on Fund Fanatics for a wide-ranging conversation, including his NBA career...

The SEC named Robert Evans III as Deputy Director of its Division of Corporation Finance. Mr. Evans will be a senior advisor to Division Director William Hinman.

On November 7, 2017, Randal Quarles made his first public address after being formally sworn in as the new Vice Chairman for Supervision of the US Board of Governors of the Federal Reserve System...

Scott Aleali and Jeff Maier released a new edition of Fund Fanatics that covers the latest trends in the secondaries market and features Sameer Shamsi, Head of Secondaries at Houlihan Lokey.