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A bill was introduced recently in the House of Representatives, which proposes to amend the Securities Exchange Act of 1934 to require the Securities and Exchange Commission to allow publicly traded companies with a certain sized public float to change their stocks' tick sizes to increase liquidity by incentivizing capital commitment, research coverage, and brokerage support, thereby increasing the stocks' liquidity and investor interest, and for other purposes.

On Wednesday, June 29, 2016, Alfred J. Ludwig spoke on creating practical operating procedures for limited liability companies for the National Business Institute.

Cooley lawyers Koji Fukumura, Peter Adams, Sarah Lightdale, Barrett Anderson and Dylan Scott earned a spot on The American Lawyer's Litigation Daily Litigator...

BCBS, CPMI & IOSCO request comment on margin practices report. FTC restores Prior Approval Policy for merger restrictions.

On April 8, 2013, the Senate confirmed Mary Jo White as the next Chairman of the Securities and Exchange Commission.

Companies have important decisions to make as they prepare for the 2019 annual meeting and reporting season

On November 9, 2017, the House of Representatives passed H.R. 2201, the Micro Offering Safe Harbor Act, by a vote of 232-188.

The MSRB published criteria for designating registrants that must participate in the MSRB's business continuity and disaster recovery testing.

The MSRB published criteria for designating participants in the next mandatory functional and performance tests of the MSRB's business continuity / disaster recovery ("BC/DR") plans.

The MSRB published an investor's guide to help potential 529 savings plans account owners and contributors understand how the plans function and how to make informed investment decisions.

The MSRB requested comments on draft rule amendments that would (i) clarify the requirement for dealers to obtain CUSIPs for new issue securities sold in private placements, and (ii) subject a municipal advisor...

The SEC approved an optional "notice and access" method for mutual funds, ETFs and other investment funds to deliver shareholder reports.

The North American Securities Administrators Association ("NASAA") advised market participants of the risks and potential tax benefits associated with investments in "opportunity zones."

The North American Securities Administrators Association ("NASAA") expanded its Electronic Filing Depository System to accommodate ...

The North American Securities Administrators Association ("NASAA") provided informational resources to millennials on investing and avoiding scams

According to a recent press release, Nasdaq will partner with SharesPost to establish the NASDAQ Private Market as a private secondary market, subject to receipt of required regulatory approvals.

On December 4, the Division of Corporation Finance of the SEC issued new Compliance and Disclosure Interpretations.

As the Trump Administration approaches 100 days in office, we explore the key policy shifts and regulatory changes affecting business and markets across industries in our New Directions Audio Series.