5,948 results found

On February 14, the European Parliament published a press release announcing it had adopted in plenary at first reading the proposed Regulation amending the Regulation on cross-border payments regarding certain charges on cross-border payments in the EU and currency conversion charges.

DOJ Charges North Korean and Malaysian Nationals with Sanctions Violations.

In a letter to the CFPB, several members of the House Financial Services Subcommittee on Financial Institutions and Consumer Credit urged the CFPB to structure the qualified mortgage rule as a "strong legal safe harbor" as opposed to a rebuttable presumption.

On July 1, 2023, the New Jersey Division of Consumer Affairs, Office of Consumer Protection (Division) entered into a consent order with a national mortgage servicer.

In Mortgagee Letter 2020-40, the U.S. Department of Housing and Urban Development (HUD) extended the effective date for certain guidance related to the COVID-19 national emergency from...

On September 29, 2010, the SEC revised Regulation FD to remove the exception that made disclosures to rating agencies for the purpose of determining or monitoring ratings not subject to Regulation FD.

Hardly a day goes by without an incendiary story in the press depicting the perceived excesses of executive compensation or the purported well-upholstered lifestyles of a select group of corporate executives:

On October 4, 2010, the Securities and Exchange Commission announced that it would stay the effectiveness of the new proxy access rules pending resolution of a petition filed by the U.S. Chamber of Commerce and the Business Roundtable with the U.S. Court of Appeals for the D.C. Circuit.

Florida's appellate courts continue to address the sufficiency of evidence in mortgage foreclosure cases.

The Federal Reserve Board, the Office of the Comptroller of the Currency, and the FDIC adopted a final rule that will exempt residential real estate transactions of $400,000 or less from appraisal requirements.

Justice Marcy Friedman of the Commercial Division in Manhattan will now be assigned any new case filed in New York Supreme Court that alleges fraud or misrepresentation arising out of the creation or sale of residential mortgage backed securities.

In 1990, the Securities and Exchange Commission added Rule 15c2-12 to the rules and regulations promulgated under the Securities and Exchange Act of 1934.

AT&T Mobility, LLC settled FTC charges for reducing the data speeds (i.e., "throttling") of certain "unlimited" mobile data plans without adequate disclosure in violation of Section 5

NCUA alleged in the actions (filed in New York, California, and Kansas federal courts) that the characteristics of the RMBS and the underlying loans were misrepresented in the offering documents.

A broker-dealer settled FINRA charges for failing to retain email exchanges.

A broker-dealer settled FINRA charges for violating the custody rule and for inadequate disclosures on research reports.

A broker-dealer settled FINRA charges for conduct failures while acting as a placement agent on behalf of an issuer for a contingency offering of securities.

A broker-dealer settled FINRA charges for late and inaccurate trade reporting to the Trade Reporting and Compliance Engine (TRACE).