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  • Article

    NFA Now Reviewing Risk-Based Initial Margin Models

    The National Futures Association ("NFA") is now accepting for review risk-based initial margin models for uncleared swaps.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NFA Reminds CPOs And CTAs Of Newly Effective Reporting Requirements

    The National Futures Association ("NFA") reminded member firms of financial reporting rule changes that became effective as of the quarter ending June 30, 2017.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
Article

NFA Reminds RFEDs/FDMs And IBs Of Capital Requirements

The reminder follows on a recent notice of the Joint Audit Committee providing a similar reminder to futures commission merchants.
United StatesFinance and Banking
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    OCC Proposes New Rules For Annual Stress Tests

    The OCC proposed new rules aimed at adjusting the timing of the annual stress testing cycle and clarifying the method used to calculate regulatory capital.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    PRA Updates Webpages Following Implementation Of CRD IV

    On January 1, the CRD IV Directive came into force, following the Prudential Regulation Authority’s webpage update on reporting requirements for firms within the scope of CRDIV.
    United StatesFinance and Banking
    Orrick
    Orrick
  • Article

    Prudential Regulators Extend Phase-in Of Initial Margin Requirements For Covered Swap Entities

    The OCC, Federal Reserve Board, FDIC, Farm Credit Association, and Federal Housing Finance Agency jointly adopted an interim final rule to delay the compliance dates for initial margin requirements.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Qualified Financial Contracts Recordkeeping Related To Orderly Liquidation Authority

    On January 7, 2015, the US Department of the Treasury issued a proposed rulemaking aimed to implement the Qualified Financial Contract recordkeeping requirements of the Dodd-Frank Act.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Restructuring Of Federal Reserve’s Supervisory Function Announced In Speech

    Federal Reserve Vice Chair for Supervision Michelle Bowman has announced a significant restructuring of the agency's supervision function, transitioning from the current twelve Reserve Bank district system to a new five-region structure organized along state lines. This reorganization aims to address structural issues identified in the Silicon Valley Bank failure report and improve coordination between the Federal Reserve and other regulators.
    United StatesFinance and Banking
    Goodwin Procter LLP
    Goodwin Procter LLP
  • Article

    Senators Urge Regulators To Reconsider Regulations Applicable To Regional Banks

    On July 18, 2016, Senators wrote a letter to the heads of the FRB, the FDIC and the OCC, requesting an exemption for certain large regional banks from the requirements of the liquidity coverage ratio...
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Agencies Adopt Supplementary Leverage Ratio Final Rule

    The Federal Reserve Board, FDIC, and the OCC adopted a final rule to adjust the definition of the denominator of the supplementary leverage ratio.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Board Of Governors Of The Federal Reserve System Announces Stress Test Results

    On June 21, 2018, the U.S. Board of Governors of the Federal Reserve System announced the results of the eighth and latest round of Dodd-Frank Act stress testing.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Comptroller Of The Currency Discusses Credit Risk

    On October 21, 2015, Comptroller of the Currency, Thomas J. Curry, in a speech before the Exchequer Club, discussed the increasing credit risk in the federal banking system.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Federal Reserve Bank Of New York Executive Vice President Discusses Importance Of Liquidity Regulations

    On May 4, 2016, Executive Vice President of the US Federal Reserve Bank of New York Simon Potter discussed steps the US Board of Governors of the Federal Reserve System has taken to improve the US monetary policy framework...
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Federal Reserve Board Staff Working Paper Concludes Both Capital And Liquidity Need To Be Regulated

    In early April, the Federal Reserve Board's Divisions of Research and Statistics and Monetary Affairs released a staff working paper entitled "Bank Regulation under Fire Sale Externalities," addressing the optimal design of, and interaction between, capital and liquidity regulations in a model characterized by fire sale externalities.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US Federal Reserve Board Votes To Affirm The Countercyclical Capital Buffer At Current Zero Percent Level

    On October 24, 2016, the US Federal Reserve Board announced that it had voted to affirm the countercyclical capital buffer at the current level of zero percent.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    US House Financial Services Committee Chairman Outlines Proposal To Replace The Dodd-Frank Act

    On June 7, 2016, US House Financial Services Committee Chairman Jeb Hensarling provided remarks regarding proposed legislation to replace the Dodd-Frank Act.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    2007 Financial Institutions Litigation Update

    The inaugural 2007 report focuses on the ability of federally chartered institutions and their subsidiaries to rely on federal preemption to defeat the enforcement of state laws against them.
    United StatesLitigation, Mediation & Arbitration
    Fried Frank Harris Shriver & Jacobson
    Fried Frank Harris Shriver & Jacobson
  • Article

    President Donald Trump Announces Intent To Nominate Two New Board Members Of The US Board Of Governors Of The Federal Reserve System

    On April 16, 2018, President Donald Trump announced his intent to nominate Michelle Bowman and Richard Clarida to serve as Members of the U.S. Board of Governors of the Federal Reserve System.
    United StatesStrategy
    A&O Shearman
    A&O Shearman
  • Article

    BCBS Reports On Regulatory Consistency Of Risk-Weighted Assets For Credit Risk In The Banking Book

    On April 1, the Basel Committee on Banking Supervision ("BCBS") issued its second report: an analysis of risk-weighted assets ("RWA") for credit risk in the banking book.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    Corrections To EU Regulatory Technical Standards Under The Capital Requirements Directive And Capital Requirements Regulation Published In Official Journal

    On June 1, 2016, a Commission Delegated Regulation was published in the Official Journal of the European Union correcting two Commission Delegated Regulations under the Capital Requirements Regulation and CRD.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Showing 301–320 of 1898 results

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