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  • Article

    Katie Smalley Examines Debt Finance Aspects Of Potential Acquisitions

    Bass, Berry & Sims attorney Katie Smalley authored an article for CFO.com examining the debt facility aspects a CFO should consider when evaluating a potential acquisition
    United StatesFinance and Banking
    Bass, Berry & Sims PLC
    Bass, Berry & Sims PLC
  • Article

    Limitation Periods

    Given the ongoing pandemic, many purchasers are unable to pay their vendors for products they received.
    United StatesFinance and Banking
    Dickinson Wright PLLC
    Dickinson Wright PLLC
Article

Market Experts Criticize Sarbanes-Oxley, Urge Capital Formation Reforms

At a hearing before the House Financial Services Subcommittee on Capital Markets, Securities and Investment, market experts discussed the decline in public offerings, the effects of the Sarbanes-Oxley Act...
United StatesFinance and Banking
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
  • Article

    New Law Prohibits Institutions In New York From Withholding A Student's Transcript Due To Outstanding Debt

    On May 4, 2022, Governor Hochul signed legislation prohibiting all degree-granting institutions and licensed private career schools from (1) withholding...
    United StatesFinance and Banking
    Cullen and Dykman
    Cullen and Dykman
  • Article

    New York AG Reaches $1 Billion Settlement With 'Predatory' Lender

    On January 22, New York Attorney General Letitia James announced a $1 billion settlement with a now defunct cash advance firm and its officers.
    United StatesFinance and Banking
    Sheppard
    Sheppard
  • Article

    New York City Pushes Back Compliance Date Of Amended Debt-Collection Rules

    On July 28, The New York City Department of Consumer and Worker Protection (DCWP) announced that its amended debt-collection rule, scheduled to take effect on October 1, 2025...
    United StatesFinance and Banking
    Sheppard
    Sheppard
  • Article

    New York State Legislature Considering Imposition Of Mortgage Recording Tax On Mezzanine Loans And Preferred Equity

    In January of this year a bill was proposed in the New York State legislature that would impose mortgage recording tax on mezzanine loans. The bill was recently amended to clarify that...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    New York, Zombie Debt And The CFPB

    Earlier this month, New York adopted enhanced consumer debt collection regulations proposed by the New York State Department of Financial Services (NYDFS).
    United StatesFinance and Banking
    McGuireWoods LLP
    McGuireWoods LLP
  • Article

    No Relief In Sight: CFPB And FTC Continue To Take Action Against Debt Settlement Companies

    On April 29, the CFPB filed a proposed order in federal court seeking final judgment against three California-based defendants for engaging in unlawful fee-charging practices and deceptive telemarketing.
    United StatesFinance and Banking
    Sheppard
    Sheppard
  • Article

    OCC Issues Updated Enforcement Action Policies And Procedures Manual

    The Office of the Comptroller of the Currency issued an updated Policies and Procedures Manual on Bank Enforcement Actions and Related Matters last week.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    On NPR: Why Lehman Still Exists 10 Years After Its Collapse

    Christopher Kiplok, counsel to the trustee in the liquidation of Lehman Brothers, was interviewed by NPR's Marketplace regarding the 10th anniversary of the collapse of Lehman Brothers.
    United StatesFinance and Banking
    Hughes Hubbard & Reed LLP
    Hughes Hubbard & Reed LLP
  • Article

    Outrageous Scams In Financing: Not So Unusual After All

    When fundraising, remember—everyone is trying to cheat you.
    United StatesFinance and Banking
    Foley & Lardner LLP
    Foley & Lardner LLP
  • Article

    Reg. Tracker: May 16 To May 31, 2021

    The Cabinet Regulatory Tracker is a list of comment deadlines.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Acting Chair Piwowar Emphasizes Disclosure In Regulation Of Capital Markets

    Acting Chair Piwowar also touched on the subjects of enforcement, international cooperation, and emerging issues in FinTech.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Commissioner Kara Stein Addresses Capital Markets Issues

    SEC Commissioner Kara Stein shared her views on the current state of U.S. capital markets and addressed several key issues.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Should Bond Lawyers Care About Chapter 9 Of The Bankruptcy Code?

    While the bankruptcy courts are not overflowing with Chapter 9 cases today, there have been a sufficient number to force bond attorneys to pay closer attention.
    United StatesFinance and Banking
    Butler Snow LLP
    Butler Snow LLP
  • Article

    Sneak Peek At Upcoming FCA Penalty Adjustments

    The Department of Commerce and the Nuclear Regulatory Commission published final rules today implementing an adjustment for inflation to False Claims Act civil penalties ...
    United StatesFinance and Banking
    Arnold & Porter
    Arnold & Porter
  • Article

    Sovereign Bond Issues During The Pandemic: Practical Considerations For Debt Management Offices

    To help our clients navigate the coronavirus (COVID-19) crisis, Arnold & Porter has established a Coronavirus Task Force covering a wide range of issues
    United StatesFinance and Banking
    Arnold & Porter
    Arnold & Porter
  • Article

    Summary and Analysis of the Effect of the Dodd-Frank Wall Street Reform and Consumer Protection Act on the Securitization Industry

    On June 30, 2010, the U.S. House of Representatives passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act") and on July 15, 2010, the United States Senate followed suit. President Obama signed the Act into law on July 21, 2010.
    United StatesFinance and Banking
    Dentons
    Dentons
  • Article

    Supreme Court Refuses To Hear Argentina’s Appeal

    On October 7, 2013, the Supreme Court issued an order denying Argentina’s petition for a writ of certiorari on the interim decision of the Second Circuit that Argentina violated the contractual provision that all bondholders must be treated equally.
    United StatesFinance and Banking
    Hughes Hubbard & Reed LLP
    Hughes Hubbard & Reed LLP
  • Showing 281–300 of 2228 results

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