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FINRA requests comment on all aspects of the proposal, and specifically requests comment on the issues listed in Appendix A.

Our friends at Privacy & Security Matters recently posted an important update on the New York State Department of Financial Services' new cybersecurity regulations.

The SEC granted open-end funds additional time to comply with the liquidity risk management program's classification requirements under Investment Company Act Rule 22e-4.

Texas and Colorado banking regulators entered into a joint consent order with a money transmitter over alleged deficiencies in its anti-money laundering compliance program, including late federal reporting, inadequate agent monitoring, and customer information safeguard failures. The company agreed to pay $200,000 in penalties and retain an independent compliance consultant without admitting the allegations.

After the publication of our Legal Alert on the Supreme Court decision lifting the stay on the Omnibus COVID-19 Health Care Staff Vaccination Interim Final Rule (the "Rule")...

The University of North Texas settled with the Department of Justice for more than $13 million based upon a self-reported failure to accurately measure, track, and pay researchers for effort spent on certain federally sponsored research.

Medicaid Fraud Control Units recovered nearly $2 billion in fiscal year 2025, marking record-level criminal recoveries and a 37% increase in civil settlements.

On March 28, 2018, the Office of Federal Contract Compliance Programs (OFCCP) announced that it will be sending out a survey "to gather more information about how [OFCCP] can continue improving communication, transparency, and timeliness during our compliance evaluations."

Over the course of the next few months, Sheppard Mullin's Organizational Integrity Group will be exploring a number of complex compliance matters in a series called "OIG Shorts.

As we previously reported, federal contractors and subcontractors ("Contractors") have until July 1, 2024 to certify the status of their Affirmative Action Programs ("AAPs")...

The Student and Exchange Visitor Program (SEVP) announced a new "OPT Employment Compliance Unit" that will be dedicated to compliance matters involving wages

When it comes to classifying products, things aren't always what they seem. Need some help with product classifications? Contact Braumiller Law Group

There are 88 constellations officially recognized by the International Astronomical Union. This list of modern constellations was adopted by the IAU in 1922

Earlier this week, Customs alerted the trade to a February 25, 2023 publication highlighting a New Year's change for the Customs Trade Partnership Against Terrorism (CTPAT) Trade Compliance program.

Many companies have struggled to balance compliance with the immigration laws with compliance with the export laws. This tension was recently highlighted when the Department...

Hot Topics in International Trade (Part 2)- Bob Brewer is joined by Senior Associate Attorney, Kerry Wang for a discussion on Valuation and Recovery Strategies.

Our International Alert on DDTC's ITAR Consent Agreement with Keysight Technologies was covered in Interntaional Trade Today's Export Compliance Daily newsletter. In the Alert, the authors,...