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Our two compliance manuals summarize the primary reporting obligations and other duties imposed by US securities laws.

Chairman Jay Clayton's vision for the Securities and Exchange Commission has largely shaped the first half of 2018

On August 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced an increase to the registration fee payable in connection with a public offering of securities.

In August 2012, the Iran Threat Reduction and Syria Human Rights Act of 2012 became law.

n May 11, the SEC's Division of Corporation Finance issued 45 proxy C+DIs to replace previous proxy interpretations set forth in its Telephone Interpretations Manual and March 1999 Supplement.

On March 23, 2020, two co-directors of the SEC's Division of Enforcement released a statement emphasizing the importance of maintaining market integrity and following corporate controls...

On April 29, 2015, in a 3-2 vote of commissioners cast along party lines, the Securities and Exchange Commission (the "SEC") proposed rules to implement Section 953(a) of the Dodd-Frank Wall Street Reform...

On April 29, 2015, the SEC proposed new executive pay versus company performance disclosure rules.

The SEC adopted amendments to simplify or eliminate redundant, overlapping, outdated or superseded disclosure requirements.

The SEC's Division of Corporation Finance has extended no-action relief for Israeli foreign private issuers and their directors and officers struggling to meet Section 16(a) beneficial ownership reporting requirements amid the ongoing Middle East conflict. This extension, now running until May 29, 2026, addresses the practical challenges of compliance in a volatile military environment where access to essential services and infrastructure remains disrupted.

Nasdaq's new $5 million Market Value of Listed Securities requirement faces an automatic stay following petitions for SEC review. The rule would have immediately suspended and delisted companies falling below the threshold, but its implementation now hangs in regulatory limbo as the Commission weighs whether to affirm or overturn the Division of Trading and Markets' approval.

In a significant but not unsurprising policy shift, the U.S. Securities and Exchange Commission (SEC) has announced the withdrawal of proposed rules aimed at enhancing ESG...

On April 1, 2014, new provisions of the Delaware General Corporation Law went into effect, Sections 204 and 205 of the DGCL.

Anyone who has had the pleasure of visiting London and utilizing its incredibly efficient public transportation system, in part provided by the London subway system ...

We will be presenting at the Society for Corporate Governance: Southeastern Chapter Multi-City Meeting.

There are many ways to run afoul of labor laws and spook your investors—one of the most common for startups is "creative" pay practices. In this video, Fenwick employment

Gregory Williams was featured in the Law360 article "Steele’s Early Departure Sparks Strine Succession Buzz."

The following is an excerpt from Ice Miller's Business Transition Strategies to Preserve Wealth Guide, which provides insights on a variety of topics to help ensure a smooth business transition.