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Episode 5 of the Debt Sales 101 mini-series examines the critical intersection of legal structure, regulatory compliance, and commercial terms in debt purchase and sale agreements. The discussion explores how key contractual provisions allocate risk between buyers and sellers while addressing regulatory expectations. Listeners will learn how well-drafted agreements enable scalable debt sale programs by aligning regulatory requirements with commercial objectives.

In the final episode of our Debt Sales 101 mini-series, we focus on what happens after a debt sale closes and how sellers manage ongoing compliance, oversight, and risk.

The Court of Appeals for the Eleventh Circuit affirmed the dismissal of a Fair Debt Collection Practices Act ("FDCPA")

On Jan. 31, 2014, five federal agencies each adopted a common interim final rule that would permit banking entities to retain investments in collateralized debt obligations backed primarily by trust preferred securities.

The U.S. Treasury Department requested recommendations and information from the public to identify Treasury regulations that can be "eliminated...

On May 13, the IRS and Treasury issued final regulations under Section 385 of the tax code. The final regulations adopt 2016 temporary regulations without major changes.

On June 6, 2018, the Financial Stability Board sought feedback on the technical implementation of standards on the adequacy of total loss-absorbing and recapitalization ...

Over the last several years, financing options for private debt platforms have become increasingly diverse, leading to a broad range of products being available to managers who are seeking to leverage their investment portfolios.

The proposed amendments would require member firms to disclose on retail customer confirmations the "mark-up" or "mark-down" for many types of transactions in corporate and agency debt securities.

FINRA rules addressing conflicts of interest relating to the publication of equity research reports become effective on September 25, 2015, or December 24, 2015.

In researching and updating our treatise, Exempt and Hybrid Securities Laws, we regularly review recent literature regarding capital markets developments.

The Federal Reserve Board ("FRB") expanded its Main Street Lending Program to allow more small- and medium-sized businesses to receive support from the program.

On February 6, the FTC announced that it had reached proposed settlements with several defendants in a pending action where the parties were accused of operating...

On July 22, 2014, Realty Mogul and Kittridge Hotels & Resorts, LLC announced the successful raise of $1.5 million in equity capital for the 163-room luxury Hard Rock Hotel located in Palm Springs, California.

On August 7, Illinois enacted Senate Bill 2457, amending the Collection Agency Act and removing its January 1, 2026 repeal date under the Regulatory Sunset Act.

European Borrower Debt, Syndicated Loans, U.S. debt markets

In April 2012, Congress, in a bipartisan effort, took a giant step to "jumpstart" businesses in the United States by enacting the JOBS Act (Jumpstart Our Business Startups Act).