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William A. Birdthistle, a professor at the Chicago-Kent College of Law, was appointed to lead the SEC Division of Investment Management.

Today, the SEC announced that it was reducing the fees it charges issuers to register their securities. In fiscal 2022, the fee rates for registration of securities...

The SEC Division of Corporation Finance granted an exemption to Israeli-based corporation Metalink Ltd. from Exchange Act Rule 13e-4(f)(2)(I).

Subject to certain conditions, the SEC Division of Corporation Finance granted an exemption from requirements under Securities Exchange Act Rule 14e-5 to an investment company.

Today, the SEC announced that it was increasing the fees it charges issuers to register their securities. In fiscal 2023, the fee rates for registration of securities and certain other transactions...

On March 13, 2020, the Securities and Exchange Commission (SEC) issued an order that provides relief to registered investment ...

The SEC extended the time to consider a proposed amendment to the Consolidated Audit Trail ("CAT") National Market System Plan.

Under the US Securities and Exchange Commission's proposed rule, publicly traded companies will have four days to report 'material cybersecurity incidents'.

The SEC Division of Corporation Finance provided guidance to issuers of ABS regarding certain programming changes to the EDGAR system that have been made to support recently adopted revisions...

The SEC Division of Corporation Finance provided interpretive guidance that confirmed that a registered broker-dealer and investment adviser's proposed procedures...

This session covers events that trigger an 8-K filing, reporting significant acquisitions and related financial statement requirements, pitfalls for the unwary and impact on Form S-3 eligibility.

This session covers Section 16–purpose and overview, Section 16 insiders and timing considerations–entering and leaving the system, short swing profits and disgorgement and disclosure considerations.

The meeting will be held on July 19, 2016 at 9:30 a.m. and will be broadcast live on the SEC's website.

The SEC set the fee that public companies and other issuers must pay to register their securities with the agency for FY 2019 at $121.20 per million dollars.

In recent years, shareholder proposals have become a powerful tool for pressing companies to address a wide range of public policy concerns—from climate change and human capital management to human rights and political spending.

The SEC Division of Trading and Markets staff stated that as of September 28, 2021, "broker-dealers will no longer be able to publish proprietary quotations for the securities of any issuer for which there is no current and publicly available information."

Advancement rights of an officer or director of a Delaware corporation are set forth in Section 145 of the Delaware General Corporation Law ("DGCL").