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Marc Wyatt, director of the SEC's Office of Compliance Inspections and Examinations, will leave the agency this month to return to the private sector.

WilmerHale's Securities Enforcement and Litigation Group has released commentary discussing the Securities and Exchange Commission's enforcement record in 2016 and considering potential changes as a result of the new administration and change in leadership at the SEC.

On January 29, 2025, the U.S. Securities and Exchange Commission extended the compliance date for the Form PF amendments adopted on February 8, 2024. The new compliance date is June 12, 2025.

On December 10, 2020, the US Department of State's Directorate of Defense Trade Controls (DDTC) announced that it was, for the second time, extending temporary relief measures with...

Partner Philip Urofsky participated in a panel during the International Summit on Anti-Corruption Compliance and Investigations, hosted by Buenos Aires-based law

Section 403(b) plans must be maintained pursuant to a written plan document that meets detailed requirements set forth in IRS regulations. If a plan contains a defect as to form ...

In April 2019, the Department of Justice's (DOJ's) Criminal Division released an updated guidance document intended to assist prosecutors in exercising their discretion to investigate, bring charges

In welcome news for financial institutions, on October 25, 2021, the Department of Labor (DOL) announced an extended transition period for compliance with the Investment Advice Exemption (PTE 2020-02).

All New York and California employers should be aware of some changes that prohibit employers from requiring employees to repay certain amounts in the event they leave employment prior to a set date.

Mayor-elect Eric Adams has announced that he plans to keep New York City's vaccine mandate in place once he takes office.

Awareness of these new laws and the reach of recruitment efforts are required to "ensure compliance and limit potential liability."

In 2023, the OFCCP demonstrated renewed vigor in audits, recovering $17.3 million from federal contractors for alleged hiring and compensation discrimination.

On March 16, 2022, the U.S. Environmental Protection Agency (EPA) notified the fluorinated high-density polyethylene (HDPE) industry in a letter that per- and polyfluoroalkyl substances...

On March 1, 2024, EPA released the pre-publication final rule that makes a number of changes to the federal Risk Management Plan (RMP) program.

I was honored to present once again at the American Conference Institute’s (ACI) Annual Summit on PFAS Regulation, Compliance and Litigation, this year as part of a great state regulatory panel.

The final rule will go into effect on March 15, 2021.

The SEC approved a proposal by FINRA to adopt the FINRA Rule 6800 Series.