21,175 results found

The SEC adopted final rules to enhance policy and procedure standards for systemically important and security-based swap clearing agencies.

The SEC adopted revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual (the "Filer Manual") and related rules.

The SEC adopted revisions to the updated Electronic Data Gathering, Analysis, and Retrieval System ("EDGAR") Filer Manual and related rules.

The SEC interim final temporary rules concerning issuers impacted by Hurricane Michael, which are effective from October 19, 2018 through November 23, 2018 ...

The SEC approved a FINRA proposal to amend FINRA Rule 6700 Series and the Trade Reporting and Compliance Engine ("TRACE") dissemination protocols.

The SEC approved an MSRB proposal, as modified by Amendment No. 1, to provide academic institutions with post-trade municipal securities transaction data collected through the MSRB Real-Time Transaction Reporting System...

The SEC corrected a rule document published in the Federal Register concerning the final amendments to Regulation S-K and related rules and forms.

The SEC extended the comment period for proposed amendments related to disclosure requirements that "may have become redundant, duplicative, overlapping, outdated, or superseded".

The SEC extended the comment period from May 8, 2017 until July 7, 2017 on the disclosures required by Industry Guide 3 ("Statistical Disclosure by Bank Holding Companies").

The SEC adopted interim final temporary rules extending filing deadlines under Regulation Crowdfunding and Regulation A, addressing the needs of companies impacted by Hurricane Florence.

The SEC adopted amendments to its rules of practice to (i) adjust the timing of hearings in administrative proceedings, (ii) allow for discovery depositions, (iii) clarify the rules for admitting hearsay and the assertion of affirmative defenses, and (iv) make certain other related amendments.

The SEC granted accelerated approval of the MSRB's proposal, as modified by Amendment No. 1, to amend MSRB Rule G-12 in order to mandate the closing out of failed inter-dealer transactions within a specified period.

The SEC proposal to amend Regulation S-K was published in the Federal Register. The proposed amendments would revise the description of business

SEC Proposes Changes To Regulatory Framework For "Fund Of Funds" Arrangements.

The SEC proposed to codify an existing exemption available to rating agencies with respect to their obligations under conflicts of interest.

An SEC proposal to facilitate the implementation of the Consolidated Audit Trail ("CAT") was published in the Federal Register. Comments on the proposal must be submitted by October 28, 2019.

The SEC's proposal to "simplify and streamline" the financial disclosure requirements under Regulation S-X ...

The SEC requested comments on a proposal that would require registrants to (i) include hyperlinks to exhibits in their filings, and (ii) submit all filings in Hypertext Markup Language ("HTML") format.