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  • Article

    SEC Chair Clayton Set Course For Democrats On Crypto, COVID-19

    "Democrats at the SEC soon will inherit Chairman Jay Clayton's playbook for handling the coronavirus...
    United StatesCorporate/Commercial Law
    Cooley LLP
    Cooley LLP
  • Article

    SEC Files Complaint For Fraudulent ICO Offering

    According to the SEC complaint, the company misrepresented or omitted information to investors when promoting and marketing digital assets.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
Article

SEC Settles Charges Involving ICO, CFTC Takes Action Against Crypto Investment Firm

On Wednesday, the Securities and Exchange Commission (SEC) announced that it had settled charges against a blockchain technology startup, Enigma MPC, for violations of federal securities laws.
United StatesCorporate/Commercial Law
BakerHostetler
BakerHostetler
  • Article

    US Corporate Law News: SEC Brings Enforcement Action Against Pre-IPO Silicon Valley Fintech Company For Rule 701 Violations

    The SEC alleged that although Credit Karma's executives were aware of Rule 701
    United StatesCorporate/Commercial Law
    Withers LLP
    Withers LLP
  • Article

    U.S. District Court Grants Default Judgment against Unregistered Broker Selling ICOs

    The U.S. District Court for the Central District of California granted the SEC a default judgment against a limited liability company and its CEO for acting as an unregistered broker-dealer
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    3 Rulings Show Hurdles To Proving Market Manipulation Fraud

    In an article published in Law360, Partner Matthew Beville and Counsel Alexandrea Rahill discuss the difficulties in proving market manipulation fraud.
    United StatesCriminal Law
    WilmerHale
    WilmerHale
  • Article

    Queen Of Crypto

    Carrie Cohen was featured in the Tubi documentary Queen of Crypto, discussing the story of Ruja Ignatova...
    United StatesCriminal Law
    Morrison Foerster
    Morrison Foerster
  • Article

    Samourai Wallet Co-Founder Sentenced

    On November 6, 2025. Keonne Rodriguez, the co-founder of the cryptocurrency mixer Samourai Wallet, was sentenced for to 60 months in federal prison for the crime of conspiring to operate an unlicensed money-transmitting...
    United StatesCriminal Law
    Ballard Spahr LLP
    Ballard Spahr LLP
  • Article

    DOL Issues Guidance On 401(k) Plan Investment In Cryptocurrency

    On March 10, 2022, US Department of Labor (DOL) issued guidance addressing fiduciary considerations relevant to the investment in cryptocurrency and similar digital assets by defined contribution plans such as 401(k) plans.
    United StatesEmployment and HR
    Arnold & Porter
    Arnold & Porter
  • Article

    Employment Law After Hours Podcast: Paying Employees In Cryptocurrency

    As cryptocurrencies such as Dogecoin, Bitcoin, and Ethereum rise in popularity, employers are asking: can it be used as compensation for employees?
    United StatesEmployment and HR
    Brennan Manna & Diamond
    Brennan Manna & Diamond
  • Article

    Death And Digital Estate Community Group (Podcast)

    On this episode of the Digital Planning Podcast, Justin, Jen, and Ross are joined by Dean Saxe, co-chair of the Open ID Foundation's Death and the Digital Estate Community Group (DADE CG).
    United StatesFamily and Matrimonial
    Ballard Spahr LLP
    Ballard Spahr LLP
  • Article

    Holiday Talks: Essential Estate Planning And Tech Safety For Aging Family Members

    Now is a busy time for businesses as they wrap things up before year-end. But the holiday season can be stressful for a different reason when the owner or some of the employees...
    United StatesFamily and Matrimonial
    Foster Swift Collins & Smith
    Foster Swift Collins & Smith
  • Article

    AML Conversations: FATF Guidance On Risk-Based Approach To Virtual Assets And Providers

    Partner Jeffrey Alberts, co-chair of Pryor Cashman's Financial Institutions Group, joined John Byrne and Ari Redbord of TRM Labs to discuss the latest guidance from the Financial Action Task Force...
    United StatesFinance and Banking
    Pryor Cashman LLP
    Pryor Cashman LLP
  • Article

    Application For Bitcoin ETF Rejected Due To SEC's Concerns

    The SEC denied a request to list what would have been the first U.S. exchange-traded fund built to track bitcoin. Investors Cameron and Tyler Winklevoss have been trying for more than three years...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Banking Dive Turns To Ryan O'Neill For Insight On Sam Bankman-Fried Sentencing

    White Collar Criminal Defense and Investigations Partner Ryan L. O'Neill was recently interviewed by Banking Dive on the upcoming Sam Bankman-Fried sentencing, and is quoted extensively...
    United StatesFinance and Banking
    Riker, Danzig, Scherer, Hyland & Perretti
    Riker, Danzig, Scherer, Hyland & Perretti
  • Article

    Business As Usual?

    So with all the speculation about a "red wave" and all of the millions and millions of advertising dollars spent on the U.S. midterm elections, we appear to have ended up right where we started...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    California Governor Orders DFPI To Initiate Enforcement Actions

    As was widely noted last week, California Governor Gavin Newsom issued a lengthy executive order with respect to blockchain technology.
    United StatesFinance and Banking
    Allen Matkins Leck Gamble Mallory & Natsis LLP
    Allen Matkins Leck Gamble Mallory & Natsis LLP
  • Article

    CFPB: Auto Loan Servicers Must Ensure Lawful Repossessions

    On February 28, the CFPB issued Bulletin 2022-4 regarding repossession of vehicles, and the potential for violations of the Dodd-Frank Act's prohibition on engaging in unfair, deceptive, or abusive acts or practices...
    United StatesFinance and Banking
    Sheppard
    Sheppard
  • Article

    CFTC Advisory Subcommittee Releases Report On DeFi: Issues, Findings And Recommendations

    On January 8, 2024, the Digital Assets and Blockchain Technology Subcommittee (the Subcommittee) of the Commodity Futures Trading Commission's (CFTC) Technology...
    United StatesFinance and Banking
    WilmerHale
    WilmerHale
  • Article

    CFTC Alerts Investors On Pump-And-Dump Virtual Currency Schemes

    The CFTC warned customers about virtual currency pump-and-dump schemes conducted in unregulated online cash markets.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 221–240 of 7238 results

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