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On August 29, 2012 the SEC proposed amendments to Rules 506 and 144A under the Securities Act of 1933

The Texas Stock Exchange has begun trading securities through unlisted trading privileges, allowing companies' stocks to trade on the new exchange without any action or approval from the issuing companies themselves. This development raises questions about what this means for public companies whose securities are now trading on TXSE and how they should respond to stakeholders.

The SEC’s Investment Advisory Committee has recommended that the SEC should require issuers relying on the exemption from the ban on general solicitation and advertising to file a form as a precondition for claiming the exemption.

The Division of Investment Management of the U.S. Securities and Exchange Commission has recently released an IM Guidance Update with respect to the custody rule, Rule 206(4)-2 under the Investment Advisers Act of 1940, as amended.

The IPO market continued its tepid pace in August, with the month producing seven IPOs. Over the first eight months of 2016, the tally of 54 IPOs represents less than half the number of IPOs over the first eight months of 2015 and less than one-third the number of IPOs for the same period in 2014.

On December 4, 2015, the Fixing America's Surface Transportation Act (the FAST Act) was signed into law.

An end to the uncertainty surrounding companies' ability to share people's data across the Atlantic may be in sight, as the United States and European Union have reached a tentative new data-sharing pact.

June mustered only seven IPOs, down from 15 IPOs in May, and in sharp contrast to the preceding two years—in both 2014 and 2015, June produced the highest monthly IPO count of the year, with 30 and 33 IPOs, respectively.

The proposals are intended to promote diversity among the boards of Nasdaq-listed companies, and to increase transparency and accountability.

In its amended rule, the NYSE also extended the cure period to all incidents of non-compliance with Section 303A.14.

The SEC has proposed allowing public companies to file semiannual reports instead of quarterly reports, potentially reducing compliance costs and freeing up management time. Companies could elect to file one...

The Securities and Exchange Commission took some long-awaited action in the area of private offerings at its open meeting on July 10, 2013.

Under the new Rule, issuers must disclose all payments (or aggregation of related payments) of $100,000 or more to foreign (and U.S.) governments for such activities.

Certain NASDAQ rules and interpretive material relating to the disclosure requirements surrounding a listed issuer’s non-compliance with the NASDAQ’s listing standards were amended effective December 3, 2012.

随着政府寻求促进国内股票市场的增长，香港 证券交易所("港交所")一直在大力宣传其新制度 为新兴和创新公司带来的好处——此举已成功 吸引了阿

On Friday, the SEC approved Nasdaq's proposal for new listing rules regarding board diversity and disclosure, along with a proposal to provide free access to a board recruiting service.

On November 26, 2019, the NYSE filed proposed rule changes to allow companies to raise capital through a direct listing (a "Primary Direct Listing").