2,126 results found

The SEC extended the time to consider a proposed amendment to the Consolidated Audit Trail ("CAT") National Market System Plan.

During the Tax in the City event held in Dallas, Erin Turley and Allison Wilkerson gave an overview of benefit plan audits and the IRS examination process.

The FINRA proposal making non-substantive changes to its Consolidated Audit Trail ("CAT") plan and Rule 409T ("Statements of Accounts to Customers") was published in the Federal Register.

The US SEC has announced that it is extending for most "foreign private issuers" the deadline for compliance with the internal controls reporting and certification process mandated by Sarbanes-Oxley Section 404 to July 15, 2006.

Day Pitney healthcare attorneys Jim Bowers, Susan Huntington and Eric Fader authored an article, "Brace For HIPAA Audits As They Arrive In Early 2016," for Law360.

CMS is hosting an October 5, 2018 "Provider Compliance Focus Group" meeting to address several Medicare fee-for-service compliance topics, including the Recovery Audit Contractor ...

In this episode, Husch Blackwell's Meg Pekarske and Bryan Nowicki discuss the new wave of CMS Center for Program Integrity (CPI) audits that have been issued during the past couple weeks.

On March 21, the Department of Health and Human Services ("HHS") Office for Civil Rights ("OCR") announced that Phase 2 of the HIPAA Audit Program is underway.

Hawley Troxell attorneys Alycia Moss and Michelle Williams discuss essential strategies for Idaho business owners regarding I-9 audits and ICE enforcement, including how to handle Notices of Inspection...

An information asset audit is fundamental to a robust information security program.

Since the passage of the Tax Cuts and Jobs Act in 2017, the promulgation of regulations amplifying TCJA provisions has led practitioners to shift their attention to potential challenges to the Treasury Department's interpretation of certain statutes.

Internal Audit Month highlights the essential function of internal audit in organizational governance and risk management. This video explores how internal audit professionals contribute to strengthening...

IRC Section 142(d) requires operators of qualified residential rental properties to file Form 8703, Annual Certification of a Residential Rental Project annually.

In this episode of the Ankura podcast, Lorynn Demetriades is joined by Rebecca McGregor from Linklaters and Ankura colleague Steven Richards to explore the underlying concerns and pressures...

The SEC orders noted that the Forms 10-Q did not disclose that the interim financial statements had not been reviewed.

The Securities and Exchange Commission on December 12 announced the appointment of five new members of the Public Company Accounting Oversight Board. The new chairman of the Board will be William D. Duhnke III, currently the staff director and general counsel to the Senate Rules and Administration Committee.

The SEC charged Ernst & Young LLP with violations of auditor independence rules that require firms to maintain their objectivity and impartiality with clients.