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ESG Proposals Surge As SEC Raises Bar On No-Action Rules.

Happy summer... while you were away on holiday (still working through virtual time off), the regulators have been busy identifying Environmental Social and Governance (ESG) reporting standards...

On today's episode, our host Mary Vandenack, CEO, Founder and Managing Partner at Vandenack Weaver Truhlsen and her guest, Lara Sass, an estate planning attorney in New York City serving high net worth clients, ...

The SEC adopted a final rule to expand the required reporting and disclosure of information by registered investment companies.

The rules will become effective on January 14, 2019.

The SEC interim final rule granting open-end funds additional time to comply with the liquidity risk management program's classification requirements under Investment Company Act Rule 22e-4...

The Federal Reserve Board ("FRB") finalized the process of transferring its rulemaking authority for the Secure and Fair Enforcement for Mortgage Licensing Act ...

Recently, the Financial Executives Research Foundation (FERF) published a white paper titled, "Growing Past Emerging Growth: Five Years After the JOBS Act," which highlights areas of focus...

President-elect Donald Trump's campaign strategists have said he will repeal the federal rule that requires retirement investment advisers to abide by a fiduciary standard...

The Financial Crimes Enforcement Network of the U.S. Treasury Department (FinCEN) announced a new deadline for most companies covered by the Corporate Transparency Act (CTA).

The Financial Crimes Enforcement Network ("FinCEN") announced on February 27, 2025 that it will not issue any fines or penalties or take any other enforcement actions against any companies based on any failure to file...

Three governors were elected to the FINRA board.

"Anxieties that the pandemic would shutter vulnerable startups haven't quite seemed to materialize at scale: Funding in the third quarter surged to a seven-quarter high.

In this #askasiliconvalleylawyer #videoblog, Silicon Valley lawyer Louis Lehot, founder of L2 Counsel, shares his advice for founders on how to issue founders' stock at formation, how to split it up, and how to vest it over time.

The FRB is required to provide notice of aggregate global indicator amounts under its rule on risk-based capital surcharges for GSIBs.

STERIS Corporation closed its $1.9 billion acquisition of Synergy Health plc on November 2, 2015 after defeating an attempt by the FTC to block the transaction.

William Tolin Gay (Of Counsel-Los Angeles, CA) represented Four Corners, Inc., a publicly traded Nevada corporation...