The SEC made a correction to Form ATS-N, a form relating to disclosure requirements for alternative trading systems that trade in National Market System stocks ("ATSs").

The SEC named Sagar S. Teotia Deputy, Chief Accountant in the Office of the Chief Accountant. Mr. Teotia was formerly a partner at Deloitte & Touche LLP's National Office Accounting Consultation Group in Chicago.

The SEC named Lucas Moskowitz as Chief of Staff. Mr. Moskowitz served previously as Chief Investigative Counsel of the U.S. Senate Committee on Banking, Housing and Urban Affairs.

The SEC named David H. Saltiel, Associate Director of the Office of Analytics and Research in the Division of Trading and Markets.

In a new set of FAQs issued by staff, the SEC Division of Trading and Markets provided guidance for intermediaries offering services in connection with the offering ...

SEC Permits Brazilian Company To Conform Audit Committees To Home Country Law.

On August 31, 2016, the Securities and Exchange Commission proposed amendments that would require hyperlinks to exhibits in specified types of filings with the Securities and Exchange Commission.

The SEC voted to propose amending SEA Rule 15c2-12 to require disclosure by issuers of municipal securities of two additional types of event notices to the MSRB following primary offerings

On October 24, the Securities and Exchange Commission voted unanimously to propose rules under the JOBS Act to permit companies to offer and sell securities through crowdfunding

After the proposed rules are published in the Federal Register, the comment period will be open for 60 days.

On April 29, the Securities and Exchange Commission published proposed rules that would require companies to disclose the relationship between executive compensation and the financial performance of the company...

In a guidance letter to certain parties, the SEC Division of Corporation Finance clarified that a broker-dealer may satisfy its prospectus delivery obligation,

SEC Chair Jay Clayton announced that the agency is back to normal staffing and operations.

The SEC removed certain personally identifiable financial information from its Municipal Advisor Registration Forms.

The SEC is seeking public comment on a proposed national market system (NMS) plan to create a single, comprehensive database enabling regulators to efficiently track all trading activity...

On August 25, 2016, the SEC requested "public comment on disclosure requirements in Subpart 400 of Regulation S-K, including those relating to management, certain security holders, and corporate governance matters."

Manisha Kimmel, SEC Senior Policy Advisor to the Chair on the Consolidated Audit Trail ("CAT"), will step down at the end of January 2021.

The SEC adjusted the securities registration fee rate for public companies and other issuers.

On April 15, 2016, the Securities and Exchange Commission began seeking comment on specific disclosure requirements in Regulation S-K. Release.

SEC chairman Jay Clayton said the agency is closely scrutinizing companies that have switched their names and business models to take advantage of increased interest in cryptocurrencies...