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  • Article

    European Central Bank Consults On Use Of Options And Discretions Under Capital Requirements Directive IV

    On November 11, 2015, the European Central Bank published a consultation on harmonizing the exercise of Options and Discretions (O&Ds) available to EU member state national supervisory authorities...
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    European Central Bank Proposes Guide For Recognition Of Institutional Protection Schemes

    On February 19, 2016, the European Central Bank launched a consultation on its proposed guide to the recognition of institutional protection schemes for prudential purposes.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    European Commission Extends Transitional Period For Capital Requirements For Banks' Exposures To CCPs

    The current transitional period, which was introduced by an earlier Implementing Regulation, expires on June 15, 2015.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Implementing Regulation Lays Down ITS On Disclosure Of Leverage Ratio For Institutions Under CRR

    A European Commission Implementing Regulation laying down implementing technical standards on disclosure of the leverage ratio for institutions under the CRR has been published in the Official Journal of the EU on February 16.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Publishes Secondary Implementing Decision On Third Country Equivalence For Purposes Of Treatment Of Exposures Under CRR

    A European Commission Implementing Decision on the lists of third countries considered equivalent for the purposes of the treatment of exposures under the Capital Requirements Regulation ("CRR") has been published...
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Reports On Diversity Of Bank And Investment Firm Management Bodies

    On December 8, 2016, the European Commission published a report on benchmarking of diversity practices under CRD.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    European Commission Seeks Views On Sensitive Information Disclosure Under CRD IV

    The European Commission published a consultation paper seeking views on the potential economic consequences of country-by-country reporting.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Extension Of Transitional Provisions For Exposures To CCPs Formally Announced

    Lower capital requirements will be imposed for exposures to a QCCP than for exposures to a non-QCCP CCP.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Final Draft Implementing Technical Standards On Supervisory Reporting For Liquidity Coverage Ratio

    The new instructions will only apply to banks – investment firms will continue to use current instructions and templates, at least for now.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Final EU Standards On Disclosure Requirements For Encumbered And Unencumbered Assets

    On December 13, 2017, a Commission Delegated Regulation setting out Regulatory Technical Standards for the disclosure of encumbered and unencumbered assets was published in the Official Journal of the European Union.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Further Secondary Legislation Under CRD IV Published

    Secondary legislation under the Capital Requirements Regulation and the Capital Requirements Directive was published in the Official Journal of the EU.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Proposed Draft Technical Standards Under Financial Conglomerates Directive

    On 24 July 2014, the European Supervisory Authorities published proposed draft regulatory technical standards under the Financial Conglomerates Directive.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Report On Obstacles To Free Movement Of Capital Between EU Banks

    The report concludes that there are currently no relevant legal obstacles and therefore no need for the Commission to make any legislative proposals on the issue.
    European UnionFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    The Impact Of New Financial Regulation On Investment Banks

    The results of a study into the impact of EU regulation in the wake of the financial crisis have been published.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    Basel Committee On Banking Supervision Report On Impact And Accountability Of Banking Supervision

    On July 2, 2015, the Basel Committee on Banking Supervision published a report on the impact and accountability of banking supervision.
    GlobalFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    Basel Committee Seeks To Revise Corporate Governance Principles For Banks

    On October 10, 2014, the Basel Committee launched a consultation on revised corporate governance principles for banks.
    GlobalFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    BCBS Finalizes Revised General Guide To Account Opening

    On February 4, the Basel Committee on Banking Supervision ("BCBS") published a revised draft of its guidelines on "sound management of risks related to money laundering and financing of terrorism"...
    GlobalFinance and Banking
    Orrick
    Orrick
  • Article

    BCBS Issues Revisions To Basel Securitization Framework

    The Basel Committee on Banking Supervision issued revisions to the Basel II securitization framework on December 11.
    GlobalFinance and Banking
    Orrick
    Orrick
  • Article

    International Organization Of Securities Commissions And Basel Committee On Banking Supervision Delay Phase-In Periods For Final Framework For Margin Requirements For Non-Centrally Cleared Derivatives

    There has currently been no formal statement from US or EU regulatory authorities regarding delay to implementation
    GlobalFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    ISDA Urges Regulators To Realign Derivatives Margin Implementation Schedules

    ISDA CEO Scott O'Malia urged regulators to realign their timetables to the global implementation deadline for margin requirements for uncleared derivatives.
    GlobalFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 161–180 of 1898 results

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