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  • Video

    Vince McKnight On The False Claims Act, Qui Tam Cases & Whistleblower Advocacy (Video)

    Vince McKnight, Co-Vice Chairman and Whistleblower & Qui Tam Practice Group Co-Chair at Sanford Heisler Sharp McKnight, discusses his career path from his formative years in Washington, D.C. to becoming a leading advocate in whistleblower and employment law. He shares insights on the False Claims Act, qui tam litigation, and the critical role of whistleblower advocacy in protecting those who expose fraud and wrongdoing.
    United StatesEmployment and HR
    Sanford Heisler Sharp, LLP
    Sanford Heisler Sharp, LLP
  • Article

    Want To Turn On Your Employer? There’s An App For That.

    Plaintiffs’ firms looking to capitalize on the growth in whistleblower litigation are turning to smart phone technology to try to gain a competitive edge.
    United StatesFood, Drugs, Healthcare, Life Sciences
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
  • Article

    DOJ Adds Federal Immigration Violations To Corporate Whistleblower Awards Pilot Program

    As of May 12, 2025, whistleblowers may receive a financial award in exchange for emailing the Criminal Division of the Department of Justice (DOJ) to provide information about potential corporate immigration violations.
    United StatesImmigration
    Greenberg Traurig
    Greenberg Traurig
  • Article

    Remote Patient Monitoring Gains Qui Tam Attention

    Last week one of the first qui tam suits alleging manipulation of the billing rules for a type of remote patient monitoring was unsealed, following the relator's voluntary dismissal.
    United StatesLitigation, Mediation & Arbitration
    Sidley Austin LLP
    Sidley Austin LLP
  • Article

    SEC Office Of Compliance Inspections And Examinations Issues Risk Alert On Whistleblower Rule Compliance

    Staff in the Office of Compliance Inspections and Examinations issued a National Exam Program Risk Alert announcing that it is examining registered investment advisers and registered broker-dealers...
    United StatesConsumer Protection
    Orrick
    Orrick
  • Article

    A Cloak Secrecy That Unbecomes The SEC

    Readers of this space will know that I was an early critic of the SEC's whistleblower program. In 2016, for example, I observed that the SEC had awarded $136 million to only 37 individuals.
    United StatesCorporate/Commercial Law
    Allen Matkins Leck Gamble Mallory & Natsis LLP
    Allen Matkins Leck Gamble Mallory & Natsis LLP
  • Article

    Are All Of Your Company Whistleblower Policies And Procedures Updated?

    On June 23, 2021, the US Securities and Exchange Commission announced settled charges against broker-dealer Guggenheim Securities, LLC for violations of the whistleblower protection rule ...
    United StatesCorporate/Commercial Law
    Arnold & Porter
    Arnold & Porter
  • Article

    Dispatches From The Whistleblower Front: Five Common Pitfalls For Companies To Avoid

    As the Securities and Exchange Commission's whistleblower program continues to build momentum, there is no question that companies are facing increasing numbers of reports of possible misconduct, both through internal reporting mechanisms and through whistleblower complaints and tips filed directly with the SEC.
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    Don’t Tread On Whistleblowers: Mitigating And Managing Retaliation Risks — Part II

    In the first installment of this Article published Jan. 13, we discussed, in Parts I and II, the broad antiretaliation provisions in SOX and in Dodd-Frank designed to protect employees from adverse employment actions taken in response to the employee's report of possible securities law violations within the organization and to the SEC.
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    Former Chief Of SEC's Office Of The Whistleblower Jane Norberg Discusses SEC's Program In "Great Women In Compliance" Podcast

    Securities Enforcement & Litigation partner Jane Norberg was featured in a recent episode of Corporate Compliance Insights' "Great Women in Compliance" podcast, "Jane Norberg - What's New with Whistleblowing."
    United StatesCorporate/Commercial Law
    Arnold & Porter
    Arnold & Porter
  • Article

    In The Matter Berman v. Neo@Ogilvy LLC: Federal Appellate Courts Split On Whether Internal Employee Reports Are Protected By The Dodd-Frank Act's Whistleblower Anti-Retaliation Provision

    On 10 September 2010, the federal appellate court based in New York held, contrary to the view of another federal appellate court, that an employee who reports suspected securities law violations...
    United StatesCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    Key Takeaways From The SEC Whistleblower Program's Annual Report To Congress (Video)

    Arnold & Porter's Jane Norberg and Daniel M. Hawke discuss the SEC's Annual Report to Congress on it's Whistleblower Program and highlight the key takeaways...
    United StatesCorporate/Commercial Law
    Arnold & Porter
    Arnold & Porter
  • Article

    Relatively Slow Quarter For SEC Whistleblower Awards Still Results In Awards Of Nearly $10 Million

    On May 6, 2022, the SEC announced a total award of nearly $3.5 million to four whistleblowers.
    United StatesCorporate/Commercial Law
    Foley & Lardner LLP
    Foley & Lardner LLP
  • Article

    SEC Awards Whistleblower Under Internal Reporting "Safe Harbor"

    The SEC awarded over $500,000 to a whistleblower for providing original information that led to a successful enforcement and aided in stopping an ongoing fraudulent scheme.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Bans Repeat, Bad-Faith Tipster From Future Submissions

    The SEC Office of the Whistleblower took what appears to be a necessary and prudent step to protect the integrity and efficiency of its program.
    United StatesCorporate/Commercial Law
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    SEC Clarifies Definition Of "Whistleblower" Under Dodd-Frank Anti-Retaliation Provision

    Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act established a series of new incentives and protections for individuals to report possible violations of the federal securities laws.
    United StatesCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    SEC Enforcement Official Recommends That Firms Showcase Their Compliance Programs

    Stephen Cohen, Associate Director in the Securities and Exchange Commission’s Enforcement Division, recently advised companies being investigated to flaunt their compliance programs to the agency, according to an article in the Wall Street Journal.
    United StatesCorporate/Commercial Law
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    SEC Pays Whistleblower For Tip

    The SEC awarded nearly $1 million to a whistleblower for coming forward with information that led to multiple SEC enforcement actions.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Severance Agreement Challenges

    The health system general counsel may wish to take note of recent SEC enforcement actions with respect to severance agreements...
    United StatesCorporate/Commercial Law
    McDermott Will & Emery
    McDermott Will & Emery
  • Article

    Veil Parted On SEC Whistleblower Award

    Early this year, the SEC announced it had paid a whistleblower award of "more than $700,000" to a company "outsider" who "conducted a detailed analysis" that led to a successful enforcement action against the company.
    United StatesCorporate/Commercial Law
    Carlton Fields
    Carlton Fields
  • Showing 161–180 of 2410 results

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