492 results found

In this MB Microtalk video, Candace Jackson discusses Nasdaq's proposal to adopt listing rules related to board diversity.

Consistent with the rule adopted by the New York Stock Exchange in 2018 in order to facilitate direct listings, the Securities and Exchange Commission recently approved a similar Nasdaq rule

On June 22, 2020, the New York Stock Exchange ("NYSE") submitted an amended proposal to the Securities and Exchange Commission ("SEC") that would modify existing NYSE rules...

TISE is the listing venue of choice for many leading US, UK and pan-European private equity (PE) houses wishing to list debt securities issued to finance the acquisition of portfolio companies.

On June 20, 2012, in furtherance of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the Securities and Exchange Commission adopted new Rule 10C-1 under the Securities Exchange Act of 1934.

At today's meeting of the American Bar Association's Federal Regulation of Securities Committee meeting in Washington, DC, various representatives from the Securities and Exchange Commission provided some comments and updates.

Not all coin offerings involve the issuance of securities. Sometimes the utility and other functions of a given issued token place the coin outside the realm of a securities offering.

On August 26, 2020, the SEC approved the proposal submitted by the NYSE that allows companies to conduct concurrent primary offerings as part of a direct listing on that exchange.

The Financial Industry Regulatory Authority, or FINRA, as part of its process of enacting a consolidated rulebook, announced proposed changes to its existing conflicts of interest rules regarding research analysts.

In this MB Microtalk video, Mayer Brown partner, Brian Hirshberg, discusses the recent amendments to each of the NYSE and the Nasdaq direct listing rules...

In this MB Microtalk video, Candace Jackson discusses Nasdaq's proposal to adopt listing rules related to board diversity.

On February 22, 2021, Nasdaq amended the rule changes it initially proposed in September 2020 that would permit an issuer to conduct a concurrent primary offering of its securities and a direct listing on Nasdaq.

The New York State Department of Financial Services (DFS) proposed guidance that will ease the approval for companies licensed for virtual currency business in New York

The NYSE's yearly statistics release highlights a second consecutive year of record new listings and the exchange's increased focus on sustainability.

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

The SEC proposed a new rule that would modify the approval process for certain exchange-traded funds ("ETFs").

Introduced in 2003 by amendment to the Fair Credit Reporting Act of 1970 (FCRA), the identity theft red flags rule (Red Flags Rule) required the Federal Trade Commission (FTC) to issue rules that require certain regulated entities to implement programs designed to detect against, prevent and mitigate identity theft.