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  • Article

    SEC Leaders Consider The Role And Responsibilities Of Audit Committees

    SEC Chair Jay Clayton, Chief Accountant Sagar Teotia, and Director of the Division of Corporation Finance William Hinman offered observations
    United StatesAccounting and Audit
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Reinstates Suspended Accountant

    The SEC specified that the accountant is not, at this time, seeking to appear or practice as an independent accountant before the SEC.
    United StatesAccounting and Audit
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
Article

Single Audit Extension

On March 19, 2021 the Office of Management and Budget (OMB) issued Memorandum M-21-20 that includes a six-month extension (beyond the normal due date) for single audit submissions of organizations...
United StatesAccounting and Audit
ORBA
ORBA
  • Article

    What Is An Autodesk Audit

    Autodesk makes software products and is probably best known for the variations of AutoCAD.
    United StatesAccounting and Audit
    Kirkpatrick Law PC
    Kirkpatrick Law PC
  • Article

    OFCCP Updates September 2020 CSAL

    As we previously reported, OFCCP released its latest Corporate Scheduling Announcement List (CSAL) on September 11, 2020, in which it identified 2,250 supply and service contractor...
    United StatesCompliance
    Proskauer Rose LLP
    Proskauer Rose LLP
  • Article

    Enforcement Relief: What New Regulatory Reforms Could Mean For Hospices

    The Trump Administration has shown an interest in regulatory reform with the goal of reducing the burden on regulated parties such as hospices.
    United StatesCoronavirus (COVID-19)
    Husch Blackwell LLP
    Husch Blackwell LLP
  • Article

    President Trump Directs Working Group To Address Chinese Compliance With U.S. Audit Standards

    President Donald J. Trump directed the President's Working Group on Financial Markets ("PWG") to provide recommendations that address Chinese companies' audit failures.
    United StatesCoronavirus (COVID-19)
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    A Blueprint For Maintaining An Individually Designed Qualified Plan After The IRS's Determination Letter Program Cutback

    The IRS will continue to conduct random audits to assess plan compliance with plan document operational requirements.
    United StatesCorporate/Commercial Law
    McDermott Will & Emery
    McDermott Will & Emery
  • Article

    Audit Committees Portfolio

    Frederick Lipman, Barry Genkin, and Yelena Barychev authored the "Audit Committees" portfolio, published by the Bureau of National Affairs, Inc.
    United StatesCorporate/Commercial Law
    Blank Rome LLP
    Blank Rome LLP
  • Article

    China Auditor Update: After Round One - SEC 1, Auditors 0

    In the first blow to land in the long running dispute between U.S. regulators and the accounting firms that certify the financial statements of China-based companies listed on U.S. exchanges ...
    United StatesCorporate/Commercial Law
    Reed Smith
    Reed Smith
  • Article

    Federal Register: SEC Adopts Measures To Facilitate Implementation Of CAT

    The amendments will go into effect on June 22, 2020.
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Firm Settles FINRA Charges That It Violated Trade Reporting And Related Supervisory Requirements

    A broker-dealer agreed to pay a $2.8 million fine in order to settle FINRA charges that it violated SEC and FINRA rules with respect to trade reporting, OATS reporting, books and records, etc...
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Issuer Financial Statements In Registration Statements

    A chart aimed at keeping track of the basic financial statements that different filers must include in SEC registration statements.
    United StatesCorporate/Commercial Law
    Morrison Foerster
    Morrison Foerster
  • Article

    New Corporate Governance Principles Include Novel Audit Committee Provision

    Recently, a group of prominent corporate executives, including Warren Buffett and Jamie Dimon, as well as investment managers and institutional investors, issued a set of "Commonsense Principles of Corporate Governance."
    United StatesCorporate/Commercial Law
    WilmerHale
    WilmerHale
  • Article

    SEC Approves PCAOB New Auditor's Reporting Standard

    On 23 October 2017, the SEC approved a new Public Company Accounting Oversight Board (PCAOB) auditor's reporting standard, which is aimed at offering investors more informative
    United StatesCorporate/Commercial Law
    A&O Shearman
    A&O Shearman
  • Article

    SEC Charges Five RIAs With Violations Of Custody Rule

    On September 5, 2023, the SEC announced it had charged five SEC registered investment advisers ("RIAs") with violating the Investment Advisers Act of 1940...
    United StatesCorporate/Commercial Law
    Tannenbaum Helpern Syracuse & Hirschtritt LLP
    Tannenbaum Helpern Syracuse & Hirschtritt LLP
  • Article

    SEC Delays Implementation Date of Internal Control Report Requirement for Many Public Companies

    On February 24, 2004, the Securities and Exchange Commission (SEC) extended the compliance dates for amendments to its rules adopted pursuant to Section 404 of the Sarbanes-Oxley Act
    United StatesCorporate/Commercial Law
    Morrison Foerster
    Morrison Foerster
  • Article

    SIFMA Publishes Guide On Consolidated Audit Trail

    SIFMA published a guide for industry members on the Consolidated Audit Trail ("CAT") reporting requirements
    United StatesCorporate/Commercial Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    N.Y. Audit Firm Settles SEC Charges Of Issuing Fraudulent Reports

    A New York audit firm agreed to settle SEC charges that it had issued fraudulent audit reports in connection with municipal bond offerings by the town of Ramapo, N.Y. and its local development corporation.
    United StatesCriminal Law
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    DOL Health & Welfare Plan Audit Response And Protection: Reducing Risk Exposure To Avoid Costly Penalties

    In a recent presentation, McDermott attorneys discussed how to prepare responses for a Department of Labor (DOL) investigative audit of a company's health and welfare plan...
    United StatesEmployment and HR
    McDermott Will & Emery
    McDermott Will & Emery
  • Showing 141–160 of 2126 results

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