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Anti-money laundering ("AML") issues have been a focus of regulators and law enforcement for the past decade and will likely continue to be a priority issue area for ...

On December 3, 2018, the Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, Financial Crimes Enforcement Network, National Credit Union Administration, and Office of the Comptroller of the Currency issued a joint statement regarding "innovative approaches" to Bank Secrecy Act/anti-money laundering compliance.

Marc-Alain Galeazzi spoke to German financial newspaper Börsen-Zeitung about the U.S. Anti-Money Laundering Act of 2020 and its effect on foreign financial institutions.

A broker-dealer agreed to pay $10 million to settle FINRA charges for failing to establish and enforce an anti-money laundering ("AML") program that complies with the Bank Secrecy Act and related regulations.

A former anti-money laundering ("AML") Compliance Officer for a broker-dealer agreed to pay $20,000 to settle charges of failing ...

On June 4, 2026, Crowell Partners Caroline Brown and Anand Sithian hosted the ACSS New York Chapter at the New York office for an in-person panel discussion titled...

The DOJ charged a Swedish citizen and his company with committing securities fraud, wire fraud and money laundering.

The $20 million dollars subject to this forfeiture action was used by Zong and others in an attempt to purchase a hotel in Tbilisi, Georgia, in 2011 and 2012.

On April 7, the FDIC and the Maryland Office of Financial Regulation terminated two consent orders against a regional bank headquartered in Maryland.

FinCEN Acting Director Him Das highlighted new threats, new innovation and public-private partnerships in the transformation of the AML/Counter-Terrorist Financing regulatory regime.

Director of the Financial Crimes Enforcement Network ("FinCEN") Kenneth A. Blanco highlighted the obligations of the gaming industry to develop ...

FINRA fined a broker-dealer $2.75 million for anti-money laundering ("AML") program and supervisory deficiencies.

Recent enforcement actions against banks indicate a new regulator emphasis on digital assets and Bank Secrecy Act/Anti-Money Laundering (BSA/AML) compliance.

In an interagency statement, the Federal Reserve Board, FDIC, National Credit Union Administration, Office of the Comptroller of the Currency and FinCEN addressed instances in which banks ...

Schulte Roth & Zabel partner Melissa Goldstein recently spoke with FundFire for their coverage on the approved and scaled-back version of the proposed US Department of the Treasury's Financial Crimes Enforcement Network...

In an advisory, the Treasury Department Office of Foreign Assets Control ("OFAC"), the State Department and the Coast Guard (collectively, the "agencies") warned parties involved...

The U.S. District Court for the District of Columbia entered a Consent Order ("Order") against a foreign trading platform and its CEO

The Financial Crimes Enforcement Network ("FinCEN") advised firms on Bank Secrecy Act ("BSA") reporting obligations regarding cyber events and cyber-enabled crime.