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Casey Kaplan is the head of compliance at Nike, currently serving as the senior legal director of global ethics and compliance. In this episode of Client Conversations With Craig Budner...

Clint David was a guest on The Chip Franklin Show on February 24, 2015.

The SEC published in the Federal Register a proposal.

An SEC proposal to expand the electronic filing requirements under the EDGAR system was published in the Federal Register.

The comment deadline for the proposal is June 7, 2021.

The deadline to comment on the NMLS Modernization Networked Licensing Model, Licensing Requirements Framework, Core Requirements & Identify Verification Proposal is Monday, May 31.

Cozen O'Connor's State Attorneys General Group co-chair Lori Kalani and members Mira Baylson and Meghan Stoppel recently authored an article in Infosecurity, "Considerations When Sharing Information with an AG's Office" ...

Many private companies rely on Rule 701 to efficiently issue stock and options to recruit and retain talent. However, the SEC's demonstrated interest in pursuing enforcement actions relating to Rule 701 ...

This newsletter provides a snapshot of the principal U.S. and selected international governance and securities law developments

Results from corporate surveys, when analyzed and acted upon effectively, can contribute to positive culture and business transformation.

On February 18, 2025, the U.S. District Court for the Eastern District of Texas granted the DOJ's motion to stay a universal injunction of the CTA's effective date.

On Wednesday, September 27, the Treasury Department announced a new proposed rule extending the deadline for companies formed in 2024 to comply with the Corporate...

On December 3, 2024, the United States Federal Court for the Eastern District of Texas issued a nationwide preliminary injunction prohibiting the federal government's...

On July 16, 2025, the Committee of Sponsoring Organizations of the Treadway Commission ("COSO") announced the withdrawal of its draft Corporate Governance Framework ("CGF").

On January 16, 2015, the Court of Chancery adopted an amendment to Rule 170, which governs pro hac vice motions.

Coverage Corner – Case Analysis: Henderson Road Restaurant Systems, Inc. v. Zurich.

What happens if you have a tech company in the middle market approach you for advice about selling their business, which was started in a backyard? They have a small staff in one location and...