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In USA v Robertson, the USA Court of Appeals for the District of Columbia Circuit examined the meaning of corruption in cases of obstruction of official proceedings.

In late March, Washington joined 27 other states with false claims acts that are patterned after the federal False Claims Act.

Launched by the U.S. Department of Justice in October 2021, the Civil Cyber-Fraud Initiative utilizes the False Claims Act to pursue cybersecurity-related fraud by government contractors.

In his semi-annual report to Congress, Michael K. Atkinson, the intelligence community's inspector general, expressed...

Ruling for the defendants, Justice Friedman held that New York's six-year statute of limitations started running on the final purchase date, and not when the certificates started sustaining losses.

A chief compliance officer of an investment firm settled CFTC charges for fraudulently soliciting investments in commodity pools

On October 8, Justice Charles E. Ramos of the New York Supreme Court for the County of New York, Commercial Division entered an order dismissing an amended complaint brought by Phoenix Light SF Limited, Silver Elms CDO PLC, Silver Elms CDO II Limited, and Kleros Preferred Funding V PLC against Merrill Lynch & Co., Inc.

Financial institutions face mounting challenges from identity fraud as criminals develop increasingly sophisticated techniques. Chad Gerhardstein, Chief Risk and Strategy Officer at Trulioo...

The FCA published the final notice it issued to David Hobbs, a former derivatives trader, banning him from performing any regulatory function.

On February 29, 2016, the FCA issued a final notice against Michael Rose Curtler prohibiting him from performing any function in relation to any regulated activity carried on by a UK authorized firm.

The firm neither admitted to nor denied the findings.

The plaintiffs had asserted causes of action for violations of federal securities laws as well as for common law fraud, negligent misrepresentation, and unjust enrichment.

On October 16, Justice Eileen Bransten of the Supreme Court for the State of New York dismissed a suit by FSA Asset Management LLC (FSAM) and Dexia SA/NV (with two related entities, Dexia) alleging fraud by Morgan Stanley in connection with the sale of $626 million in RMBS.

On August 18, 2015, the New York Appellate Division's First Department held that ACA Financial Guaranty Corp. adequately pled its fraud suit against Goldman Sachs Group Inc.

On April 22, 2015, the Second Circuit vacated and remanded a district court’s decision dismissing on statute of limitations grounds claims Woori Bank brought against Citigroup Global Markets...

On August 21, 2015, a three-judge panel of the United States Court of Appeals for the Seventh Circuit reversed a Wisconsin federal judge's ruling granting summary judgment to RBS Securities Inc...

Day Pitney healthcare attorney Andrew Finan wrote the article "1st Of Its Kind FCA Settlement May Not Be Last," published in Law360 on August 25.