142 results found

A 501(c)(3) organization with outstanding tax-exempt debt generally is required to file Schedule K "Supplemental Information on Tax-Exempt Bonds" with its annual IRS Form 990.

On Oct. 26, 2017, the U.S. Treasury Department (Treasury) released the latest installment in a series of reports on financial regulation required by the president's Feb. 3 executive order on the financial system.

Economic downturns often oblige secured lenders to become involved actively in the bankruptcy of their borrowers and in related disputes concerning the propriety of the lenders’ secured claims and the treatment of those claims in the borrowers’ reorganization or liquidation.

The U.K.'s recent referendum to withdraw from the European Union has affected virtually all segments of the financial industry. The structured products area is no exception.

On 21 December 2015 the European Banking Authority ("EBA") published its final guidelines on sound remuneration policies (the "Guidelines"), together with its opinion on proportionality (the "EBA Opinion").

On April 30, 2019, the U.S. Court of Appeals for the D.C. Circuit issued a long-awaited decision in Robare Group, LTD. v. SEC, providing valuable insight for investment ...

U.S. real estate remains a favored asset class for foreign investment by Israeli residents. With the Israeli shekel currently being relatively strong against the U.S. dollar, investments in the U.S.

On June 28, 2016, the US SEC proposed new Rule 206(4)-4 (Proposed Rule) under the Investment Advisers Act of 1940, as amended (Advisers Act) and also proposed amendments to certain existing rules...

Inventory financing is well established as a means of allowing a manufacturing company's inventory stock to be used as collateral for a loan.

The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:

Some of the main proposals have already been flagged in previous drafts of ECON's amendments, but many have been subject to further change.

The past few years have seen a surge of high yield debt issuances.

The Basel Committee on Banking Supervision (the "Basel Committee") published an updated version of the "Basel III Document – Revisions to the securitisation framework" on 11 July 20161 (the "Amended Securitisation Framework").

On October 13, 2016, a unanimous US Securities and Exchange Commission adopted far‑reaching rules intended to address mutual fund liquidity risks.

New Public Alternative Funds - 17 November, 2016

On July 12, 2023, the SEC issued a release (the "Release") adopting rule and form amendments concerning money market funds under the 1940 Act. The amendments are intended to address problems...

New Public Alternative Funds - 16 March, 2017

New Public Alternative Funds - December 2016