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  • Article

    Risk Participation Agreement - What's That?

    Lately, we are seeing an increased level of interest in Risk Participation Agreements (RPAs) by our clients. In simple terms,
    United StatesFinance and Banking
    Baker Newman Noyes
    Baker Newman Noyes
  • Article

    Risk Participation Agreement - What's That?

    Lately, we are seeing an increased level of interest in Risk Participation Agreements (RPAs) by our clients.
    United StatesFinance and Banking
    Baker Newman Noyes
    Baker Newman Noyes
  • Article

    Robert Evans III Appointed As Deputy Director Of SEC's Corporation Finance Division

    The SEC announced Robert Evans III was named deputy director of the Division of Corporation Finance, joining deputy director Shelley Parratt as a senior advisor to director William H. Hinman.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    SEC Designates New Zealand Stock Exchange As "Offshore Securities Market"

    The SEC Division of Corporation Finance designated a New Zealand stock exchange as a "designated offshore securities market" under Securities Act Regulation S, Rule 902(b).
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    SEC Staff Guidance Permits Brokers To Charge Commissions On Sale Of Mutual Fund Shares

    Staff of the SEC's Division of Investment Management released a no-action letter in response to Capital Group Companies on Jan. 11.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Strong Healthcare FP&A & Accounting Key Amid Stressed Physician Practice Bottom Lines

    Inflation and challenging labor markets continue to present financial challenges to physician practices. Leadership decision-making and action-taking in response to financial results...
    United StatesFinance and Banking
    Ankura Consulting Group LLC
    Ankura Consulting Group LLC
  • Article

    The Drawdown Fund Finance Experts Awards

    The Drawdown has announced an awards program to acknowledge "the most influential members of the fund finance market." The awards aim to highlight innovation, creativity...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    US Board Of Governors Of The Federal Reserve System Names Director Of Division Of Financial Stability

    On December 12, 2016, the Federal Reserve appointed Andreas Lehnert as director of its Division of Financial Stability, effective December 25, 2016.
    United StatesFinance and Banking
    A&O Shearman
    A&O Shearman
  • Article

    FinCEN Extends Due Date For Certain Individuals Filing FBAR Reports

    The original expiration date was April 15, 2018.
    United StatesGovernment, Public Sector
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FinCEN Warns Financial Institutions About Nicaraguan Money Laundering

    In a new advisory, the U.S. Treasury Department's Financial Crimes Enforcement Network ("FinCEN") alerted financial institutions to the risk that proceeds of political corruption from Nicaragua may enter the U.S. financial system.
    United StatesGovernment, Public Sector
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Francoeur, Weiner And Mouzouris Obtain Dismissal Of $9 Million Legal Malpractice Action

    The lender's motion for summary judgment was unopposed, and a $9 million judgment was entered against the borrower.
    United StatesLitigation, Mediation & Arbitration
    Wilson Elser Moskowitz Edelman & Dicker LLP
    Wilson Elser Moskowitz Edelman & Dicker LLP
  • Video

    Financing Issues Under The Tax Act (Video)

    Financing Issues Under The Tax Act (Video)
    United StatesTax
    McDermott Will & Emery
    McDermott Will & Emery
  • Article

    New IRS Commissioner Sworn In

    Charles Rettig was sworn in as the 49th Commissioner of the IRS. Prior to his appointment, Mr. Rettig was a tax attorney at the law firm of Hochman, Salkin, Rettig, Toscher & Perez, P.C.
    United StatesTax
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Congress Aiming To Overturn DeFi Broker Dealer Regulations Passed In December 2024

    On March 11, 2025, the Ways and Means Committee Chairman Jason Smith delivered remarks during floor debate to initiate a Congressional Review Act resolution to invalidate the Biden Administration.
    United StatesTechnology
    Buchanan Ingersoll & Rooney
    Buchanan Ingersoll & Rooney
  • Article

    Financial Regulators Outline Cybersecurity Standards

    On October 19, the Department of the Treasury, the Federal Reserve Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation issued a joint advance notice of proposed rulemaking regarding enhanced cyber-risk management standards . . .
    United StatesTechnology
    Jones Day
    Jones Day
  • Article

    G-7 Financial Leaders Endorse Bank Cybersecurity Best Practices

    On October 11, Group of Seven ("G-7") financial leaders announced the release of bank cybersecurity best practices guidelines.
    United StatesTechnology
    Jones Day
    Jones Day
  • Article

    New York Department Of Financial Services Relaxes Cybersecurity Proposal

    The revised draft pushes back the effective dates and compliance deadlines, adds limited exemptions, narrows the requirement to notify the DFS of cybersecurity events, adds flexibility to the program's requirements...
    United StatesTechnology
    Jones Day
    Jones Day
  • Article

    NY DFS Grants License To Bitcoin Teller Machine Operator

    The New York State Department of Financial Services ("NYDFS") granted a virtual currency license to the "first and only" company operating Bitcoin teller machines ...
    United StatesTechnology
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    NYDFS Authorizes Digital Currency Exchange To Offer Custody Services

    NYDFS Authorizes Digital Currency Exchange to Offer Custody Services.
    United StatesTechnology
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Green Building: The Epicenter Of Responsible Investing, ESG Disclosure Requirements And Financial Incentives

    A successful green building project may involve much more than construction design and include initial soil decontamination, optimization of financial or fiscal incentives and creative occupancy contracts.
    WorldwideEnergy and Natural Resources
    Jones Day
    Jones Day

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